- TD Bank (New York, NY)
- …requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Compliance Monitoring & Compliance Oversight** + Assist ... Core Compliance functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role providing… more
- Arrow Financial Corporation (Glens Falls, NY)
- …Finance team as: Senior Vice President (SVP), Corporate Controller & Principal Accounting Officer This opportunity may be perfect for you if you have experience in: ... control related aspects, Securities and Exchange Commission (SEC) filing requirements, regulatory (call report, FRY 9, etc.) reporting. Determine and develop… more
- SMBC (New York, NY)
- …employees. **Role Description** SMBC Credit Review Department (CRVD) seeks a Credit Review Officer . As a Credit Review member of CRVD, the individual will be part ... ratings while assessing adherence with documented processes, methodologies as well as regulatory requirements. The group reports to the Audit Committee of the Board… more
- L3Harris (Rochester, NY)
- …policies, procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk to the company. + Leadership ... of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New York; Greeneville, Texas or Salt Lake… more
- KeyBank (Amherst, NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both autonomously on assignments… more
- PNC (Hilton, NY)
- …an opportunity to contribute to the company's success. As a(n) Mortgage Loan Officer within PNC's Mortgage organization, you will be based in South Carolina. ... to leverage that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the risks associated with… more
- Coinbase (Albany, NY)
- …infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for custom security ... integration strategies for acquired companies, ensuring seamless security alignment and risk mitigation * Evaluate and determine which security functions require… more
- S&P Global (New York, NY)
- …significant intellectual property. **The Impact:** The Analytic Quality & Validation Review Officer plays a pivotal role in ensuring the integrity and reliability of ... bodies and senior management. Justify conclusions and findings and assist with regulatory inquiries or senior leadership questions when necessary. + Act as reviewer… more
- Bank of America (Brooklyn, NY)
- Community Lending Officer - Fulton St. Brooklyn, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Brooklyn/Community-Lending- Officer Fulton-St\_25019694-1) **Job Description:** At Bank of America, we… more
- City National Bank (New York, NY)
- *BUSINESS DEVELOPMENT OFFICER - SBA* *Hybrid locations: Nashville, TN - Las Vegas, NV - Atlanta, GA - Park Ave, NY - Washington DC. * WHAT IS THE OPPORTUNITY? ... policies and procedures. * Complies fully with all bank risk management, operational and credit policies and procedures as...and credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act, Know Your Client,… more