- Arrow Financial Corporation (Glens Falls, NY)
- …an experienced professional to join the Finance team as: Senior Vice President ( SVP ), Corporate Controller & Principal Accounting Officer This opportunity may be ... control related aspects, Securities and Exchange Commission (SEC) filing requirements, regulatory (call report, FRY 9, etc.) reporting. Determine and develop… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Leadership and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and ... Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of a… more
- Citigroup (New York, NY)
- …and external stakeholders. Special Assets is also responsible for determining accurate regulatory classifications, risk ratings, cost of credit and carrying ... particularly recurring monitoring requirements + Accountable for ensuring appropriate regulatory classifications, internal risk ratings and company/asset… more
- NBC Universal (New York, NY)
- …collaborative mindset. This position reports to the SVP , Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice to ... ongoing management of core global compliance program elements, including risk assessments, policies, training, monitoring, metrics, and investigations oversight. +… more
- NBC Universal (New York, NY)
- …and skilled at driving projects forward. This position reports to the SVP , Chief Compliance Officer . Responsibilities: + Provide operational support to ... 3 years of relevant experience in compliance, legal operations, audit, risk , or regulatory affairs, preferably within an in-house legal or compliance function. +… more