- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in financial services risk … more
- Citigroup (Getzville, NY)
- …outcomes to assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert on data ... the primary interface to key stakeholders such as regulators, senior management, and the Board, as it relates to...+ ** Risk Management Knowledge:** Experience in assessing risk appetite for non-financial risks aligned with regulatory… more
- Highmark Health (Albany, NY)
- …reporting and intake protocols, monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk ... the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the...a single point of contact to respond and intake risk from the senior leadership team, and… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either… more
- KeyBank (Buffalo, NY)
- …loss analysis, key risk indicators, reporting, policy and procedure development. The senior officer will be required to perform oversight activities and will ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...strong positive working relationships with LOBs, staff, peers, other risk partners and senior management and by… more
- TD Bank (New York, NY)
- …the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & Experience:** + Bachelor's degree or progressive ... you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development… more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Sr. Operational Risk Officer is responsible for providing independent oversight and ... and technology teams to ensure alignment with Key's Data Risk Management Framework, regulatory expectations, and industry...actions + Foster strong relationships with business partners and senior management to promote risk transparency +… more
- KeyBank (NY)
- …industry peers and regulatory bodies. - Escalates promptly to appropriate senior management or appropriate risk committee any material breaches of applicable ... **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the...that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk … more
- TD Bank (New York, NY)
- …Risk Management including Model Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability to read and ... governed by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US… more
- KeyBank (NY)
- …teams in the ongoing development and implementation of strategic plans and objectives, and regulatory changes. . Support other risk disciplines in risk ... is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions that may expose KeyCorp and its… more