- Wells Fargo (Forest Hills, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... us! **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch...moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... organization - identify and manage risks, and escalate non-standard, high- risk activities as necessary * Conduct reporting and /... senior officer and may coach and educate… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... this role:** Wells Fargo is seeking a strategic and results-driven Chief Financial Officer (CFO) of the Equities Division within Corporate & Investment Banking (CIB)… more
- Citigroup (New York, NY)
- …execution of key HR initiatives and processes and provides support to the business unit Senior Human Resources Officer . The HR Business Execution team is a key ... Year-End promotions/releveling, performance management, annual employee surveys, workforce management, regulatory requests, human capital risk ) by designing,… more
- Marex (New York, NY)
- …to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model for demonstrating ... CEO reporting requirements and will also work closely with senior leaders and stakeholders across the business to help...issues that arise. + Supporting the Deputy Chief Financial Officer and the Chief Financial Officer on… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... framework. Specifically, the incumbent will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line… more
- Mizuho Corporate Bank (New York, NY)
- …(ii) exposure to a variety of industries/sectors iii) strong visibility with senior and executive management, and (iv) exciting career growth prospects. Credit ... Officer 's main responsibility entails the review of credit applications...+ Provides effective analysis of credit including, financial structure, risk return, collateral risk profile, and identification… more
- The Research Foundation for SUNY (Albany, NY)
- …Scope: The General Counsel and Secretary reports to the RF President and, as an officer of the corporation to the RF Board of Directors. The General Counsel is ... Directors and works closely with the RF's Chief Operating Officer . Key Responsibilities/Duties: + Serve as chief legal advisor...as chief legal advisor to the RF and RF senior management, providing timely legal advice on a wide… more
- American Express (New York, NY)
- …Global Compliance & Ethics organization, responsible for administering a comprehensive regulatory compliance program for the Technology (Tech) business unit. This ... role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the leader of this Compliance… more
- Citigroup (New York, NY)
- …post-baccalaureate experience as a Relationship Banker, Credit Risk Analyst, Credit Risk Manager, Credit Risk Officer , Credit Portfolio Analyst, Remedial ... and other control functions. Provide strategic insights and sensitivity to macro and regulatory issues, and their impact on Risk families, including operational… more