- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based ... change from time to time. 1. Serve as a senior credit risk officer for...in lending and/or credit experience 3. Widespread financial credit risk and regulatory knowledge 4. Solid accounting/financial… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... Bank. This leader works with a team of experienced risk professionals and partners with senior leaders...partners with senior leaders to ensure effective risk governance, regulatory compliance, and operational resilience.… more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk & Control OfficerThe Business Control Director Senior is a critical role with a mandate to drive ... of analytics to identify issues, and assisting with implementations of changes to frameworks. Risk & Control Advisory Serves as a senior Business Control leader,… more
- Highmark Health (Raleigh, NC)
- …reporting and intake protocols, monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk ... the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the...a single point of contact to respond and intake risk from the senior leadership team, and… more
- Truist (Charlotte, NC)
- …issues. 5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement strategies ... for conducting customer complaint review and remediation; coordinating and responding to regulatory requests for BD / RIA. Leads and executes compliance risk… more
- TD Bank (Charlotte, NC)
- …Risk Management including Model Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability to read and ... governed by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US… more
- Truist (Charlotte, NC)
- …issue closure including the completeness and accuracy of remediation artifacts. 9. Support Senior Issues Assurance Officer in the identification of themes in ... America) **Please review the following job description:** The Issues Assurance Officer is responsible for reviewing issue remediation artifacts related to moderate… more
- US Bank (Charlotte, NC)
- …management. The leader collaborates with senior executives to align risk strategies with business objectives and regulatory expectations. **ESSENTIAL ... at-all from Day One. **Job Description** The Chief Financial Risk Leader is a senior executive responsible...risks across the organization. Reporting directly to the Chief Risk Officer , this role provides strategic and… more
- City National Bank (Charlotte, NC)
- *COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... by the Front Line. + Develop, implement, and monitor risk -based compliance programs and controls. + Provide regulatory... risk -based compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for… more