- Mohawk Valley Health System (Utica, NY)
- …Department: QUALITY IMPROVEMENT Job Summary The Senior Director of Quality Management Systems and Regulatory Affairs is responsible for establishing and ... operations throughout the organization. The Senior Director of Quality Management Systems & Regulatory Affairs is accountable for developing, leading, and… more
- ACLD (Bethpage, NY)
- …service delivery systems . Assist in the development and implementation of Regulatory Affairs related staff training activities in Adult Service Programs. ... Corporate Compliance Subcommittee and Quality Assurance Task Force as needed. + Attend training programs related to Regulatory Affairs as needed. + Assist with… more
- American Express (New York, NY)
- …Plan, execute and oversee detailed transaction testing across various card products and systems to validate data feeding into regulatory reports. Design and ... risk management function covering risk of financial loss, reputational damage, or regulatory or legal action resulting from inadequate data governance and/or data… more
- Deloitte (New York, NY)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk ... and an evolving regulatory environment into defensible actions that strengthen, protect, and...plans + Direct working experience using, implementing, or supporting systems related to any of the following topics: trading,… more
- Sumitomo Pharma (Albany, NY)
- … documentation. Ensure consistency, completeness, and adherence to standards for all regulatory submission documents. + Leads the training of appropriate R&D ... standards and procedures, including computer word processing, electronic document management systems , and regulatory publishing software. + Robust understanding… more
- Raymond James Financial, Inc. (New York, NY)
- …experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates and division of ... programs and conducts activity and exception reviews. + Identifies and manages regulatory risks associated with specific departments assigned. + Serves as a subject… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category Other ... of Financial Services is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include, but are not limited to,… more
- MUFG (New York, NY)
- …facilitate the information gathering and documentation submission required by the regulatory bodies for the broker-dealer's onboarding process + Assist with system ... configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements,...Market Operations + Broadridge knowledge a plus + Provide training and support to the rest of the team… more
- Lincoln Financial (Albany, NY)
- …+ Ability to identify and recommend process improvements. + Successfully completes regulatory and job training requirements. + Proficiency with Microsoft Office ... 74707 **The Role at a Glance** We are excited to bring on a ** Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting and… more
- Mizuho Corporate Bank (New York, NY)
- … regulatory alignment. Responsibilities include developing and enhancing compliance systems such as case management, regulatory reporting, and surveillance ... design of compliance technology solutions, including surveillance, case management, and regulatory reporting systems . Identify and implement process improvements… more