- CIBC (New York, NY)
- …interaction with: + Technology in order to continually evaluate and enhance systems to address specific regulatory requirements and surveillance reports to ... Swap Dealer Compliance Officer is responsible for performing important advisory, training , surveillance and analytical functions to support CIBC's Swap Dealer… more
- Arc Allegany-Steuben (Wellsville, NY)
- …insurance, 403 b with employer contribution, PTO accruals, two weeks of paid training , and more! JOB SUMMARY: Under the direction of the Senior Planning Specialist, ... and as outlined in this job description, JOB FUNCTIONS: Regulatory and Corporate Compliance + Ensure conformance with applicable...+ Review, monitor, and take corrective action to ensure systems and processes are effective. + Develop and implement… more
- BMO Financial Group (New York, NY)
- …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific ... BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements and developments, monitoring risk/trade surveillance, and identifying and… more
- TD Bank (New York, NY)
- …and risk management frameworks are aligned with corporate goals and regulatory requirements. + To understand (and communicate to relevant parties) implications ... and/or new products, particularly on treasury related activities, risks, and regulatory implications. The team collaborates with Liquidity Management, ALM, RRP,… more
- MTA (New York, NY)
- …including hazardous material spills and natural disasters. Conduct drills and training to strengthen response capabilities. Regulatory and Audit Oversight: ... the MTA/TBTA Board, tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS, EVP, or SVPs, the… more
- City of New York (New York, NY)
- …on our regulatory program and best management practices for building water systems Implement internal and external training and public education efforts in ... and plans and associated operation records, drawings, and specifications of water treatment systems to establish regulatory compliance. - Take leadership role in… more
- Santander US (New York, NY)
- …effective reporting systems to provide accurate and timely information on regulatory capital levels, analyzing the bank's capital adequacy with respect to RWA, ... responsible for strategic planning, assessment, with a particular focus in regulatory capital including Risk Weighted Assets (RWA) optimization. The candidate will… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory /compliance training . + Participate in internal investigations, respond ... the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- Amalgamated Bank (New York, NY)
- …skills to assess the integrity, risk, and controls around data-centric and AI-enabled systems . By joining our team, you'll be joining a Bank that believes that ... of internal audits focusing on data analytics and artificial intelligence systems and controls. The role involves assessing risk, evaluating algorithm integrity,… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... & Reconciliation Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to prioritize Regulatory … more