- CVS Health (New York, NY)
- …clearances and approvals. + Consult on strategic marketing initiatives in close partnership with Retail Legal and Compliance teams to ensure compliance with ... and every day. **Position Summary** As Senior Counsel for Retail , you will provide strategic legal advice and counsel...claims, and promotional campaigns to ensure legal and regulatory compliance with FDA and FTC requirements, as applicable. +… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance Executive Director for Retail Alternatives Investment Funds within the Asset ... JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan... team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of… more
- Lincoln Financial (Albany, NY)
- …Filing provides leadership, direction and functional expertise to ensure strong product compliance and filing results for the Retail Annuities business. This ... new trends and developments in current and future product compliance and filing strategies for Retail Annuities....future product compliance and filing strategies for Retail Annuities. + Identify and direct strategic process improvements… more
- WMCHealth (Valhalla, NY)
- …+ Oversee accurate preparation, verification, and dispensing of medications in both retail and specialty settings, ensuring compliance with state and federal ... Pharmacist a€" Specialty and Retail Pharmacy Company: WMC Advanced Physician Services PC...Ensure adherence to all regulatory requirements, including 340B program compliance , specialty pharmacy accreditation, and medication safety protocols +… more
- M&T Bank (Buffalo, NY)
- …+ Lead support provided for departmental audits including user certifications and compliance testing for Retail Servicing. + Manage the planning, testing ... Independently leads projects within one or more functional areas of Retail Servicing and represents these areas in cross-functional, high visibility projects… more
- The Estee Lauder Companies (New York, NY)
- …Collaboration** + Lead cross-functional working sessions with stakeholders from brand, retail , compliance , and engineering to align on requirements and ... of PIM initiatives that support global product data syndication across DTC, retail , and marketplace channels. The ideal candidate will have deep experience in… more
- Wells Fargo (Brooklyn, NY)
- …operations, human resources, or military recruiting + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Motivate ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Melville, NY)
- …independent judgment while developing understanding of and adherence to Mortgage Retail Sales functional area, policies, procedures, compliance requirements, and ... **About this role:** Wells Fargo is seeking a Mortgage Retail Sales Consultant (SAFE) in Consumer Lending as part...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (New York, NY)
- …independent judgment while developing understanding of and adherence to Mortgage Retail Sales functional area, policies, procedures, compliance requirements, and ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Neuberger Berman (New York, NY)
- …control risks. + Ability to manage teams and processes within a retail client compliance construct. **QUALIFICATIONS** **Education and Certifications:** + ... value chain - design and implement operational improvements where applicable. ** Compliance & Risk Management:** + Understanding of complex regulatory requirements… more