- Capital One (New York, NY)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role (second line of ... with applicable laws and regulations. While working within the Compliance Management Program framework, the Retail Bank...within the Compliance Management Program framework, the Retail Bank Compliance Advisor is responsible for… more
- City National Bank (New York, NY)
- … regulatory matters * Minimum 5 years' experience in banking, consumer finance, retail banking compliance , mortgage banking or working in a legal department ... * COMPLIANCE OFFICER-CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position...is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls, monitoring business unit… more
- Coinbase (Albany, NY)
- …for in you (ie. job requirements):* * 7+ years experience working in a retail broker-dealer compliance team. * Comfortable working in a fast-paced environment ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- Meta (New York, NY)
- …customers to find, learn and experience Reality Labs products through physical retail . including compliance reporting and data aggregation.The primary role of ... across regions on building scalable reporting solutions and aggregating compliance figures as well as providing global guidance on...3. Partner with Operations on global store list and retail display tracking mechanisms 4. Act as liaison between… more
- Wells Fargo (Scarsdale, NY)
- …operations, human resources, or military recruiting + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Motivate ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Bob's Discount Furniture (Bohemia, NY)
- …+ Customer Pickup Coordination and Service + Workplace Cleanliness and Safety Compliance + Adaptability in a Retail Schedule Environment Preferred Competencies ... Job Title Retail Warehouse Associate Job Overview Our Retail Warehouse Support Associates are essential team members at Bob's Discount Furniture, playing a… more
- Guardian Life (New York, NY)
- …to ensure firm compliance with applicable laws, regulations, and compliance standards impacting Guardian's retail wealth management business, including its ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Capital One (New York, NY)
- …business areas to define/ implement remediation activities - Monitoring and Reporting of Retail Deposit Compliance efforts - Change Management - Lead change ... designs and executes risk frameworks, manages issues and complaints, ensures compliance , supports change management, and fosters a culture of accountability and… more
- Neuberger Berman (New York, NY)
- …control risks. + Ability to manage teams and processes within a retail client compliance construct. **QUALIFICATIONS** **Education and Certifications:** + ... value chain - design and implement operational improvements where applicable. ** Compliance & Risk Management:** + Understanding of complex regulatory requirements… more
- Pioneer Bank (Albany, NY)
- …Leadership Team. Internship opportunities may be available in the following areas: + Retail Banking + Compliance + Project Management & Business Analytics + ... Marketing + Information Technology + Financial Crimes Compliance + Banking Operations + Accounting + Commercial Credit/Portfolio Management + Wealth Management The… more