- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communication of Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk , AML and across the firm. ... + Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams… more
- First Horizon Bank (Starke, FL)
- …can be worked in offices within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that ... assessment and remediation of findings, and provide updates to senior management. + Develop risk reporting that...reporting that provides a holistic view of business unit compliance with risk programs, identification of top… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... Supervision department partners closely with the business to proactively mitigate risk . Our department supports business units by managing activity/account reviews,… more
- PNC (FL)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor , you will be within PNC's Retail Organization supporting ... may not be available in all geographic locations. The Compliance Program Advisor should have the following:...If necessary, escalates identified risks to Line of Business Senior Management. - Identifies compliance impact on… more
- Citigroup (Boca Raton, FL)
- The Senior Wealth Advisor SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- USAA (Tampa, FL)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... makes us special and impactful. **The Opportunity** As a dedicated Compensation Advisor , you will be responsible for the design, assessment, implementation and/or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …location: St. Petersburg, FL or Denver, CO. **Job Summary:** As part of the Advisor Technology group, the Sr Product Manager will focus on delivering tools and ... applications that support the advisor and support staff's day-to-day branch operations, specifically focused on Client Onboarding and Maintenance. The associate will… more
- Cardinal Health (Tallahassee, FL)
- …the Fortune 500. We currently have a full-time job opening for a Senior Engineer to oversee the Cyber aspects of Mergers and Acquisitions. **_Department overview:_** ... ideal candidate will have a strong understanding of cybersecurity frameworks, risk management, and business operations, with the ability to communicate effectively… more
- PNC (Coral Gables, FL)
- …and have an opportunity to contribute to the company's success. As a Banking Advisor Sr. within PNC's Private Bank organization, you will be based in Coral Gables, ... banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and mentoring… more
- Highmark Health (Tallahassee, FL)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...a single point of contact to respond and intake risk from the senior leadership team, and… more