- Citigroup (Tampa, FL)
- …leveraging data for solutions and root cause analysis. + Working knowledge of Risk Management, Controls, Audit, or Compliance concepts. **Job Family Group:** ... Audit Learning, Development, and Engagement team seeks a **Learning Advisor -** **Skills and Data Insight Lead** to advance...-** **Skills and Data Insight Lead** reports to the Senior Vice President (SVP) Learning Advisory Group Manager. **Key… more
- Citigroup (Jacksonville, FL)
- …opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home Lending Officer, Digital ... The Wealth Solutions Advisor SAFE Act position is a developing professional...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …assurance processes to detect and address potential compliance issues. + Research compliance issues. + Alerts Senior Compliance Management of current ... internal reports for adherence with applicable rules and regulations. + Advises Senior Compliance Management on issues that involve possible rule violations… more
- BMO Financial Group (West Palm Beach, FL)
- …+ Produces client reports that demonstrate the value provided and assesses clients at- risk for retention. + Makes recommendations to senior leaders on strategy ... and earn their trust. + Follows through on the risk and compliance processes and policies to...group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and thinks… more
- Deloitte (Boca Raton, FL)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- Guardian Life (Tallahassee, FL)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk -based testing methodologies to ensure compliance with...NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an… more
- Deloitte (Miami, FL)
- …and mitigating risk during engagement execution, and serving as a trusted risk advisor to senior client service executives. Recruiting for this ... Deloitte Consulting LLP's Quality and Risk Management group is seeking a Risk...finance, and delivery - to act as a strategic advisor to help manage deal flow and to optimize… more
- SolomonEdwards (Tallahassee, FL)
- …a broad global footprint. This role will focus on supporting audit and risk review activities by assessing model governance, compliance , and control ... environments. The consultant will serve as a strategic advisor and subject matter expert across complex modeling frameworks...with the ability to distill complex quantitative issues for senior audiences. . Familiarity with model risk … more
- USAA (Tampa, FL)
- …appropriately addressed consistent with policy and the Risk Appetite. + Partners with senior risk executives in managing overall risk appetite to include ... _** The successful candidate will serve as a key advisor responsible for recognizing and reporting IT and IS...FDIC, and CFPB** as well as prepare Board and Senior Management level reports related to IT/IS risk… more
- Amentum (Tallahassee, FL)
- …objectives. The Director acts as a key advisor to business units and senior leadership on risk -related matters and ensures compliance with regulatory and ... risk and insurance. + Collaborate with finance, legal, compliance , operations, and other business units on risk...-related initiatives. + Serve as a deputy to the Senior Director and provide mentorship to the risk… more