- KeyBank (Amherst, NY)
- …fulfill strategic objectives while operating within defined risk appetite. Provides risk , control and compliance consultation / advice, in conjunction with ... points of interest, facilitating review within line of business and corporate risk management, along with obtaining senior executive approval.* Provide guidance… more
- Citigroup (New York, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML… more
- City National Bank (New York, NY)
- *FINANCIAL ADVISOR SENIOR * WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management's primary point of contact for ... of the portfolio review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while ensuring… more
- Highmark Health (Albany, NY)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...a single point of contact to respond and intake risk from the senior leadership team, and… more
- MongoDB (New York, NY)
- …order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide support for MongoDB's compliance ... continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager...advisor to stakeholders and customers, providing insights into risk strategies, compliance requirements, and mitigation plans… more
- Raymond James Financial, Inc. (New York, NY)
- …the branches. **Essential Duties and Responsibilities** + Execution of the risk -based branch exam program in FINRA-registered and non-registered Private Client Group ... know when to "ask the next question" as potential risk areas are identified + Apply the appropriate ...all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and… more
- MUFG (New York, NY)
- …in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. In ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone… more
- CenterWell (Albany, NY)
- …caring community and help us put health first** The Acquisition Integration Advisor performs project-oriented duties related to the integration of an acquired entity ... into the company. The Acquisition Integration Advisor works on problems of diverse scope and complexity...Organization** Sitting at the intersection of healthcare transformation and senior care, Humana's Primary Care Organization (PCO) takes a… more
- Bank of America (Rochester, NY)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Southtown Rochester, New York **To proceed...goals. Job expectations include effectively balancing sales performance, operational risk , and client relationship care by leveraging expertise. This… more
- CenterWell (Albany, NY)
- …high-impact complex care initiatives to drive quality and cost improvement for high- risk senior populations in full risk Medicare arrangements. ... caring community and help us put health first** The Advisor of Strategy Advancement will play a pivotal role...preferably in value-based care, particularly managed care or full risk models + 2+ years of end-to-end project leadership… more