- Capital One (New York, NY)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role ... Compliance Management Program framework, the Retail Bank Compliance Advisor is responsible for delivering quality...party compliance + Maintain expert understanding of Compliance Risk Management Framework and applicable laws… more
- Citigroup (New York, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML… more
- Citigroup (Brooklyn, NY)
- …opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home Lending Officer, etc.) ... The Wealth Relationship Advisor SAFE Act is a seasoned professional role....Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- Capital One (New York, NY)
- Director, Compliance Privacy Advisor The Capital One Privacy Compliance & Risk team is seeking a Director with a passion for mitigating privacy risk ... under applicable federal, state, and international privacy laws and regulations. The Compliance Privacy Director performs a key risk management role to ensure… more
- City of New York (New York, NY)
- …departments (Budget, Payments, Audit, Policy, CEO, SSO, Policy, Claiming/Revenue). The Senior Advisor 's responsibilities include working with finance units and ... data to determine funding recommendations, and improve efficiencies and minimize risk to ACS. Additional responsibilities include: - Develop budget worksheets in… more
- M&T Bank (New York, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of...growth and retention of that client base. The Wealth Advisor is focused on the profitable expansion of our… more
- Northwell Health (Manhasset, NY)
- …external PT program. + Able to identify and evaluate clinical implications and risk , escalate as appropriate quickly and decisively. + Ensures compliance with ... regulatory standards governing the Clinical Lab. + Recognize and resolve abnormal, unusual or unexpected results. + Maintain a quality management program according to written policies and procedures. + Assist in drafting standard operating procedures (SOPs)… more
- Deloitte (Rochester, NY)
- …Services (GPS) Risk Management Team is currently seeking a full-time dedicated Senior Risk Manager/ Senior Negotiator who has experience in supporting ... Do The GPS State, Local & Higher Education (SLHE) Risk Manager/ Senior Negotiator will be responsible for...legal, finance and delivery to act as a strategic advisor to help manage deal flow and to optimize… more
- Capital One (New York, NY)
- Senior Manager, IFX, AIML, & Regulatory Risk - Enterprise Services Risk The Enterprise Services Risk (ESR) organization is expanding with a focus on ... financial sector. This role is within ESR's Technology Product Risk division, on the "AIFX" Team. The Senior...Partner with IFX & AI/ML and leverage a trusted advisor model to support business initiatives, issue management, process… more
- Bank of America (New York, NY)
- …present to senior leadership and control partners on business and risk matters + Translate macroeconomic, market analysis and flows color into actionable ... Direct Markets Coverage Brokerage Services Financial Advisor New York, New York **To proceed with...and clients based on their objectives, resources, time horizon, risk profile, and preferences. Financial Advisors may engage in… more