- Capital One (New York, NY)
- …functions doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of ... AML Compliance Advisor Senior Manager...AML Compliance Advisor Senior Manager Capital One is...+ At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML)… more
- Capital One (New York, NY)
- …for being a trusted advisor to the business while fulfilling compliance and risk management obligations. **Strong Business Judgment** + Strong business ... Senior Director, Lead AML Advisor for...escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic… more
- Citigroup (New York, NY)
- …for the CIO's views. As a critical contributor to the CIO team, the Senior Portfolio Advisor will have responsibilities related to both investment solutions and ... to internal stakeholders and external clients, generating actionable investment content, risk management ideas, and helping create new product solutions. **Role:**… more
- Citigroup (New York, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML… more
- City National Bank (New York, NY)
- *FINANCIAL ADVISOR SENIOR * WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management's primary point of contact for ... of the portfolio review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while ensuring… more
- Highmark Health (Albany, NY)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...a single point of contact to respond and intake risk from the senior leadership team, and… more
- MUFG (New York, NY)
- …in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. In ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone… more
- Citigroup (New York, NY)
- …to facilitate negotiations both internally and directly with clients, often at a senior level. Further the Lending advisor must leverage relationship skills to ... The Wealth Lending Advisor for Asset Management Group (AMG) is a...Responsible for strict adherence to the Bank and CPB compliance /regulatory framework. + Collaborate with the in-business risk… more
- Bank of America (New York, NY)
- …participants who require heightened support to achieve success + Help reinforce compliance , supervision, and provide risk management support of ADP participants ... Market Leader - Advisor Development Program New York, New York **To...business partnering skills. + Ability to interact effectively with senior management. + Ability to work effectively across organizational… more
- Bank of America (Rochester, NY)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Southtown Rochester, New York **To proceed...goals. Job expectations include effectively balancing sales performance, operational risk , and client relationship care by leveraging expertise. This… more