- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- Guardian Life (New York, NY)
- …(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated broker/dealer is ... Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance , and PAS business areas to perform… more
- CH Robinson (New York, NY)
- …policies and procedures to maintain compliance . + Serve as a strategic advisor on sanctions risk , transaction-level red flags, and compliance issues ... compliance efforts seamlessly into business operations. + Track and report compliance program performance and enhancements to senior leadership. + Mentor… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with...with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global ... Ethics and Compliance Program in order to ensure compliance ...Decision-Making Skills: Ability to rapidly evaluate information and manage risk ; ability to be a trusted advisor … more
- Citigroup (New York, NY)
- … management or key regional management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, ... retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk ...issues of Employment & HR + Key stakeholder in senior forums covering strategy, risk management, Employment… more
- Heritage Financial Credit Union (Middletown, NY)
- …union and as such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong ... organization. Sr. Manager of Audit serves as a trusted advisor and is a member of the Senior...control procedures and monitors safeguarding of assets. 2. Governance, Risk & Compliance + Oversee the development… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + ... Brooklyn Ohio **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...well as leading the engagement of line of business senior management and risk management partners in… more
- MongoDB (New York, NY)
- …order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide support for MongoDB's compliance ... continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager...advisor to stakeholders and customers, providing insights into risk strategies, compliance requirements, and mitigation plans… more
- Eliassen Group (Albany, NY)
- …w2 **Responsibilities:** **Customer Partnership & Strategic Alignment** + Serve as the senior delivery leader and trusted advisor to VA stakeholders, aligning ... of companies reach further and achieve more with their technology solutions, financial, risk & compliance , and advisory solutions, and clinical solutions. With… more