- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + ... Brooklyn Ohio **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...well as leading the engagement of line of business senior management and risk management partners in… more
- MongoDB (New York, NY)
- …order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide support for MongoDB's compliance ... continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager...advisor to stakeholders and customers, providing insights into risk strategies, compliance requirements, and mitigation plans… more
- Eliassen Group (Albany, NY)
- …w2 **Responsibilities:** **Customer Partnership & Strategic Alignment** + Serve as the senior delivery leader and trusted advisor to VA stakeholders, aligning ... of companies reach further and achieve more with their technology solutions, financial, risk & compliance , and advisory solutions, and clinical solutions. With… more
- Axis (New York, NY)
- …enterprise-wide continuity strategies, leading cross-functional initiatives, and serving as a key advisor to senior leadership and the Board. The incumbent will ... goals. + Serve as a subject matter expert and advisor to senior leadership and the Board...Collaboration** + Partner with IRM Security, Disaster Recovery, Operational Risk , Enterprise Risk , Audit/ Compliance , and… more
- Bank of America (New York, NY)
- …outstanding client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and ... of the Market Strategy Plans. MCRMs partner closely with advisor teams to deliver a branded client service model...the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing… more
- HSBC (New York, NY)
- …skills with global clients, including a track record of C-Suite engagement and 'trusted advisor ' status + Strong risk management skills and a good understanding ... crime risk management as well as operational risk + Able to lead and influence senior...FINRA: SIE, series 7, 24, 63 and 79 In compliance with applicable laws, HSBC is committed to employing… more
- JPMorgan Chase (New York, NY)
- …Management, you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk . You will ... advisors. + Implement thorough account reviews to ensure investment suitability and compliance . + Conduct comprehensive Advisor book reviews to identify trends… more
- JPMorgan Chase (Pittsford, NY)
- …knowledge of securities industry rules and regulations, providing a strong foundation for compliance and risk management. + Experience as a Supervisory or ... a team responsible for conducting thorough active account and Advisor book reviews. You will play a crucial role...for our clients and business. You will interface with senior leadership, develop subject matter expertise, and contribute to… more
- KeyBank (Syracuse, NY)
- …and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally ... the VP, Portfolio Management is responsible for ongoing credit monitoring and risk rating for a portfolio of corporate clients with a complexity profile… more
- Citigroup (New York, NY)
- …and work processes across multiple departments. + Develop partnerships with Technology, Compliance Risk , Finance, HR and key internal stakeholders + ... The Sec & Derivatives Sr Grp Mgr is a senior management level position responsible for accomplishing results through...the integrity of process. + Assist with overseeing the risk control environment, compliance efforts to follow… more