- Sprinklr (NY)
- …meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling innovation while mitigating risk . This ... GDPR, CCPA, and emerging data protection laws,cross-border data transfer compliance ,ensuring robust governance and risk mitigationtomaintainand deepen trust… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- Guardian Life (New York, NY)
- …(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated broker/dealer is ... Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance , and PAS business areas to perform… more
- City of New York (New York, NY)
- …risks. - Develop and implement audit programs and annual audit plans based on risk assessments. - Lead the audit and compliance team, providing guidance, ... Audits to coordinate audit activities and share relevant information. - Advise senior leadership on risk management, governance practices, and policy… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with...with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business… more
- Anywhere Real Estate (Rochester, NY)
- Job Summary We're looking for a Senior Data Privacy & Compliance Analyst with a collaborative mindset to join our team and help protect the personal data of ... + 5+ years of experience in privacy, data protection, risk or compliance roles. + Strong understanding...unique business model that positions us as a trusted advisor throughout every stage of the real estate transaction.… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global ... Ethics and Compliance Program in order to ensure compliance ...Decision-Making Skills: Ability to rapidly evaluate information and manage risk ; ability to be a trusted advisor … more
- Heritage Financial Credit Union (Middletown, NY)
- …union and as such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong ... organization. Sr. Manager of Audit serves as a trusted advisor and is a member of the Senior...control procedures and monitors safeguarding of assets. 2. Governance, Risk & Compliance + Oversee the development… more
- BMO Financial Group (New York, NY)
- …and enable the career development of top talent. + Act as a trusted advisor to senior leaders for making business decisions and implementing strategic ... combines strategic oversight, regulatory engagement, and technical expertise to ensure compliance and resilience under various stress scenarios. Supports the build,… more
- Citigroup (Queens, NY)
- …CIO, with a particular emphasis on comprehensive reporting requirements pertaining to Risk Management, Regulatory Compliance , and Internal Audit functions. + ... their expertise to enhance portfolio performance and risk mitigation. + ** Risk Assessment and Compliance :** Consistently assess risk during all… more