- Truist (Raleigh, NC)
- …impact to the BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies, ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...implementation across Truist (where applicable). + Advocate the Bank's risk culture, compliance with enterprise risk… more
- USAA (Charlotte, NC)
- …team and play a vital role in ensuring the strength and effectiveness of our risk and compliance programs! In this collaborative role, you'll work closely with ... Compliance , Risk Management, Operations, IT, Audit, and...planning, execution, and implementation phases for effective and timely Risk remediation. + Advise senior management on… more
- ManpowerGroup (Charlotte, NC)
- Our client, a leading financial institution, is seeking a Digital Risk and Controls Advisor to join their team. As a Digital Risk and Controls Advisor , ... will align successfully in the organization. **Job Title:** Digital Risk and Controls Advisor **Location:** Charlotte, NC...guidance and education to business unit partners to ensure compliance with risk management expectations. + Engage… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Business Unit Risk Advisor I engages with Business Unit leadership, primarily within ... risk Subject Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies,… more
- First Horizon Bank (NC)
- …can be worked in offices within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that ... assessment and remediation of findings, and provide updates to senior management. + Develop risk reporting that...reporting that provides a holistic view of business unit compliance with risk programs, identification of top… more
- First Horizon Bank (Charlotte, NC)
- …**Location** : On site at location listed in job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and is ... assessment and remediation of findings, and provide updates to senior management. * Develop risk reporting that...reporting that provides a holistic view of business unit compliance with risk programs, identification of top… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...BU, and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU… more
- USAA (Charlotte, NC)
- …individual to champion risk awareness and boost the effectiveness of our risk and compliance programs. You'll team up with various departments, including ... Compliance , Risk Management, Operations, IT, and even...leads project team from concept through implementation. + Counsel senior management on the status of their control environment… more
- PNC (NC)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor , you will be within PNC's Retail Organization supporting ... may not be available in all geographic locations. The Compliance Program Advisor should have the following:...If necessary, escalates identified risks to Line of Business Senior Management. - Identifies compliance impact on… more
- Vanguard (Charlotte, NC)
- …and make a lasting impact with a leader in the financial industry! As a Senior Wealth Advisor within Vanguard's Advice and Wealth Management division, you will ... investment philosophy and making recommendations that consider client suitability, risk tolerance, appropriate saving/spending strategies, Senior Wealth Advisors… more