- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** This position reports into the VP, Growth & Risk Management Audit who is responsible for providing independent and ... Contribute to the direction and focus of the Internal Audit team's activities through active engagement in risk...Reserve, and CFPB) pertaining to credit, model, and consumer compliance . + Demonstrate verbal and written ability to articulate… more
- Equitable (New York, NY)
- Internal Auditor - Lead Audit Manager in Financial Risk Management ( 250000FT ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED ... risk management, control and governance processes. The Internal Auditor - Lead Audit Manager , Financial Risk Management team member will be responsible… more
- American Express (New York, NY)
- … risk -based assurance, advisory services and to influence the way the company manages risk . We are committed to growing our audit staff significantly as we ... continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls, consumer … more
- Grant Thornton (New York, NY)
- As a Process Risk & Claims Audit Manager , you will get the opportunity to grow and contribute to our clients' business needs by helping them understand their ... business risks, and assist in addressing risk in both proactive and responsive contexts...documentation, reporting and compliance reviews. + Sarbanes-Oxley compliance and internal audit experience preferred +… more
- American Express (NY)
- …the future of American Express. How will you make an impact in this role? The Manager of ETS Exam and Audit Management will be responsible for managing ETS owned ... and SMEs. This position will report into the Director of ETS Exam and Audit Management within the Technology Risk & Information Security (TRIS) organization. Key… more
- TD Bank (New York, NY)
- …industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... vary depending on availability and individual circumstances._ The Sr. Manager will lead, develop and oversee a dynamic team...Have a Minimum of 8 years of experience in Compliance , Risk Management, Audit , or… more
- TD Bank (New York, NY)
- …on professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager will manage ongoing ... a mission to build a more resilient and scalable compliance risk management function. As part of...of the Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager … more
- TD Bank (New York, NY)
- …related to risk assessment, internal/external exam support, etc. The FCRM Audit Oversight team oversees engagements with the internal audit teams in ... engagements. We serve as a liaison between the business, compliance legal and oversight functions reducing risk ...responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance … more
- Heritage Financial Credit Union (Middletown, NY)
- …a related field. + Minimum of 3+ years of progressive experience in internal audit , risk management, or regulatory compliance , preferably within a financial ... Sr. Manager of Internal Audit - Middletown,...such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements,… more
- American Express (New York, NY)
- …US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance audit approach. This role ... Relief Act (SCRA), Military Lending Act (MLA), etc. + Knowledge of Compliance risk management processes including governance, regulatory change management, … more