- Travelers Insurance Company (Albany, NY)
- …**Target Openings** 1 **What Is the Opportunity?** As a Product Quality and Compliance Manager you oversee and implement quality and monitoring programs to ... for internal control related activities such as Business Resiliency plans, Enterprise Risk Assessments (ERA), and Corporate Audit reviews/inquiries. + Maintain… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... development. + Help establish and maintain coordination with related compliance disciplines - eg, regulatory change, risk ...to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to… more
- Capital One (New York, NY)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist ... & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused...+ At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination.… more
- Insight Global (New York, NY)
- … risk mitigation projects, including privacy assessments, policy enforcement, and audit readiness. Facilitate recurring reviews and risk assessments with ... plans to ensure safe and complete deprecation. Privacy, InfoSec & Legal Compliance : Lead cross-functional initiatives tied to data privacy (eg, CCPA), information… more
- American Express (New York, NY)
- …strong strategic relationships across Global Financial Crimes Compliance , Operational Risk Management, Privacy, Internal Audit , Technologies, and the General ... Governance and Oversight is responsible for overseeing the Bank's and its Affiliates' compliance risk management activities. This position will be critical to… more
- City of New York (New York, NY)
- …in collaboration with facility personnel to prepare for PREA pre and full compliance audits - Preparing and presenting pre- audit reports and working ... than 9,500 diverse professionals and knowledgeable experts. DOC seeks to recruit PREA Compliance Managers who will be responsible for the following: - Supporting the… more
- Scotiabank (New York, NY)
- …security, risk management, cybersecurity/technology risk , audit , regulatory compliance , and governance. The IS&C Senior Manager will lead and oversee ... the overall success of the US IS&C's governance, regulatory compliance , and risk program. This role requires...NIST CSF. + Provides support to IT&S auditors and compliance with respect to regulatory and audit … more
- American Express (New York, NY)
- …and control effectiveness testing. Responsibilities will include the following: + Execute Compliance risk procedures on M&T projects in conformance with ... M&Ts of first and second line of defense business functions specific to Compliance risk . + Efficiently manage routine client status meetings, M&T requests,… more
- CBRE (New York, NY)
- …implement an integrated global framework for EHS assessment findings, connecting data across risk assessments, audit results, and risk treatment programs + ... HSE Program Manager - Assurance Job ID 232129 Posted 07-Aug-2025...and interpersonal skills + Broad demonstrated knowledge of governance, risk , and compliance (GRC) processes, including how… more
- KeyBank (NY)
- …experience + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong ... support projects, and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL JOB FUNCTIONS** +… more