- TD Bank (New York, NY)
- …of Business:** Audit **Job Description:** The **Senior Audito** **r - US** ** Compliance Audit ** is responsible for executing and leading audit ... in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is… more
- Deloitte (Williamsville, NY)
- …policies and processes, as needed. + Oversee responses to internal and external audit requests. + Oversee compliance with provisions of the Employee Retirement ... this role, you will be responsible for leading plan operations and compliance activities associated with Deloitte's US Wealth Accumulation Program, the Deloitte… more
- Coinbase (Albany, NY)
- …procedures and training. * Coordinate closely with cross functional partners in Legal, Operations, Risk , Tax, Finance and Audit to ensure a best-in class control ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- Meta (New York, NY)
- …strive to be the premier destination for governance, risk , compliance , and integrity experts. **Required Skills:** Program Manager , Integrity GRC ... Governance Professional (AIGP) - IAPP - Other recognized certifications in risk management, compliance , privacy, or audit 20. Master's degree in Business,… more
- Capital One (New York, NY)
- …Compliance (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and ... Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or… more
- JPMorgan Chase (New York, NY)
- …regulatory queries and meetings. + Partner with Line of Defense stakeholders (Legal, Compliance , Operational Risk , Audit ) to understand priorities, manage ... of the firm. As an Executive Director - Control Manager supporting the Data & Analytics (D&A) Product &...controls, or information security, audit , quality assurance, risk management, or compliance ; strong understanding of… more
- Capital One (New York, NY)
- …payment networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification + 2+ years of experience ... Anti-Money Laundering (AML) laws, regulations and guidance. While working within the Compliance Management Program framework, the Senior Manager is responsible… more
- Capital One (New York, NY)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit ...+ At least 3 years of experience in auditing, compliance , risk management, accounting, or a combination.… more
- Oracle (Albany, NY)
- …meets-and often exceeds-regulatory, customer, and security requirements. The Role - Principal Compliance Program Manager We are seeking a highly motivated ... individual to join our team as a Principal Compliance Program Manager , specializing in data center...audit remediation projects . Perform onsite assessments and risk assessments to ensure data centers are built with… more
- Cardinal Health (Albany, NY)
- …in IT Governance, Risk and Compliance (GRC) functional roles such as IT Compliance , IT Risk Management, IT Audit , Enterprise Risk Management, etc ... virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance **...as well as stakeholders from Finance, Legal, Ethics & Compliance , Internal Audit and our various business… more