- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... development. + Help establish and maintain coordination with related compliance disciplines - eg, regulatory change, risk ...to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to… more
- Capital One (New York, NY)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist ... & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused...+ At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination.… more
- City of New York (New York, NY)
- …in collaboration with facility personnel to prepare for PREA pre and full compliance audits - Preparing and presenting pre- audit reports and working ... than 9,500 diverse professionals and knowledgeable experts. DOC seeks to recruit PREA Compliance Managers who will be responsible for the following: - Supporting the… more
- American Express (New York, NY)
- …and control effectiveness testing. Responsibilities will include the following: + Execute Compliance risk procedures on M&T projects in conformance with ... M&Ts of first and second line of defense business functions specific to Compliance risk . + Efficiently manage routine client status meetings, M&T requests,… more
- Scotiabank (New York, NY)
- …security, risk management, cybersecurity/technology risk , audit , regulatory compliance , and governance. The IS&C Senior Manager will lead and oversee ... the overall success of the US IS&C's governance, regulatory compliance , and risk program. This role requires...NIST CSF. + Provides support to IT&S auditors and compliance with respect to regulatory and audit … more
- CBRE (New York, NY)
- …implement an integrated global framework for EHS assessment findings, connecting data across risk assessments, audit results, and risk treatment programs + ... HSE Program Manager - Assurance Job ID 232129 Posted 07-Aug-2025...and interpersonal skills + Broad demonstrated knowledge of governance, risk , and compliance (GRC) processes, including how… more
- TD Bank (New York, NY)
- …below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus ... leads a large, diverse and talented team of compliance professionals providing independent compliance risk...Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Provides expert… more
- KeyBank (NY)
- …experience + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong ... support projects, and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL JOB FUNCTIONS** +… more
- M&T Bank (Buffalo, NY)
- …multiple stakeholders across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit , Risk to achieve business unit objectives + Lead and ... Corporate Treasury that directs the strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet… more
- M&T Bank (New York, NY)
- …multiple stakeholders across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit , Risk to achieve business unit objectives + Lead and ... execute and communicate strategies that achieve management's objectives for risk appetite and balance sheet management positioning. Performs advanced research,… more