- City National Bank (New York, NY)
- …not limited to Operational Risk , Business Continuity, IT Risk , Vendor Risk , Corp. Security, Compliance , Internal Audit , etc. Responsible for the ... of open/closed issues to senior management and second line risk management functions. * Respond to Internal Audit...with the standards. * Participate in execution of essential risk program functions, including Compliance Risk… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... sustainable US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:**… more
- Capital One (New York, NY)
- …Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One will not sponsor ... + Bachelor's degree or military experience + At least 10 years of privacy, compliance , risk management, legal or audit experience + At least 3 years of… more
- Wells Fargo (Oceanside, NY)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Capital One (New York, NY)
- …agreed upon number of hours to be regularly worked. McLean, VA: $146,100 - $166,700 for Risk Manager New York, NY: $159,400 - $181,900 for Risk Manager ... experience in banking or financial services, operational or enterprise risk management, audit , consulting, regulatory agencies, or...Richmond, VA: $132,800 - $151,600 for Risk Manager Candidates hired to work in other locations will… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... to any relevant regulations and internal / external audit , compliance and control requirements + Produce...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Citigroup (New York, NY)
- …FX). Understanding of MAR (Market Abuse Regulation) related behaviours through trading experience, compliance , risk , or other related business roles will be very ... 5-10 years' experience in credit related middle office, surveillance, risk management and/or regulatory compliance in one... disciplines: technology risk , business continuity, operational risk , supplier risk , or audit … more
- Bank of America (New York, NY)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... outstanding client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and… more
- JPMorgan Chase (New York, NY)
- …7 years of financial services experience in controls, audit , quality assurance, risk management, or compliance . + Proficient knowledge of control and risk ... risk and control environment, ensuring robust governance and risk management systems. As a Control Manager ...programs and business processes. + Lead and coordinate end-to-end audit , compliance , and regulatory exams with business… more
- Grant Thornton (New York, NY)
- …+ Data Loss Prevention (DLP) + Insider Risk Management + eDiscovery and Compliance Manager + Data Lifecycle Management and Records Management + Lead practice ... As a Cyber Data Protection Senior Manager , you will lead strategic engagements that help...stakeholders, guiding them through the implementation of Microsoft Purview's compliance , data loss prevention (DLP), insider risk ,… more