- Penguin Random House (New York, NY)
- …to fraud, training, and policy management. The ideal candidate will have the mindset of a Risk Manager and the organizational skills of a Project Manager who ... foundation to achieve and maintain legal, regulatory, and contractual compliance . The IS Manager will be focused... will be focused on evaluating technology controls, supporting risk assessments, leading audit coordination, and executing… more
- M&T Bank (Buffalo, NY)
- …tools, and approaches and in accordance with the Division's methodology. + Write audit findings that clearly identify risk and root cause. Communicate findings ... with professional auditing standards. The jobholder reports to an Audit (Senior) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience… more
- City National Bank (New York, NY)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR YOU?* ... environment * Minimum 10 years of management experience in compliance , risk management or audit ....be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- Wells Fargo (New York, NY)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing ... recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory… more
- MTA (New York, NY)
- …and Audit Oversight: Direct the preparation and submission of mandatory compliance reports, including State Agency Environmental Audit (SAEA) reports. Engage ... the agency's mission and strategic priorities. Lead strategic environmental risk analysis to proactively identify and mitigate exposures across...with regulatory agencies to address audit findings and maintain compliance . Monitor regulatory… more
- TD Bank (New York, NY)
- …Experience managing complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk management; possesses and demonstrates ... enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure...and issues, and to propose practical solutions to mitigate risk , as it relates to compliance Global… more
- Amazon (Fishkill, NY)
- …to ensure compliance to global safety standards and local regulations. Audit the workplace organization and Associate behaviors to ensure that training, auditing ... Fulfillment The Senior Site Workplace Health and Safety (WHS) Manager will be responsible for partnering with site level...in order to execute company WHS policies and ensure compliance to all applicable local and regional regulations. By… more
- Deloitte (Rochester, NY)
- …to manage independence for Deloitte's largest PEI clients. This will mitigate compliance risk , enabling Deloitte's Multi-Disciplinary growth strategy in the ... Deloitte's Enabling Areas function. We are seeking a high-performing Manager who wants to build off their existing experience...wants to build off their existing experience auditor independence compliance , audit , or accounting, and use such… more