- TD Bank (New York, NY)
- …a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The… more
- US Tech Solutions (New York, NY)
- …the implementation and maintenance of the overall Global Banking Americas', front office Compliance Risk and Control Assessment Program in accordance with the ... organizational changes, and others, that may impact the operational risk profile of Global Banking Americas and lead to...Banking Americas RCSA program. + Maintain detailed and organized audit trail of RCSA projects/BAU materials and ensure RCSA… more
- American Express (New York, NY)
- …5 years of experience in data governance, risk management, internal controls, audit , or data compliance within the financial services industry + Experience ... part of the journey, we are seeking a Senior Manager of Embedded Data Controls to champion the integration...AI, and/or M&A + Experience supporting control integration within risk and compliance workflows + Prior experience… more
- American Express (New York, NY)
- …to ensure accurate risk identification and mitigation in partnership with Risk Stripes, including but not limited to, Compliance , General Counsel, ... resume so you can be considered for future Senior Manager -level opportunities in Control Management_** At American Express, our...experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of… more
- City National Bank (New York, NY)
- …model adjustments. * Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external ... *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will...audit and examination activities. * Cultivate and grow risk talent within the organization through coaching, mentoring, and… more
- American Express (New York, NY)
- …for topical Operational Risk intelligence. GCS is looking for a Sr. Manager of Business Conduct to lead a diverse team of high-performing professionals focused ... numerous business units, functional areas, and geographies. The Sr. Manager , GCS Business Conduct Control Management will: + Own...experience in operational risk management (eg, within Risk and/or Internal Audit function) and understanding… more
- M&T Bank (Buffalo, NY)
- …maintain, analyze and manage quantitative/econometric behavioral models used for credit risk , capital planning and/or underwriting. Assists with directing daily and ... of the group to support business initiatives and regulatory compliance . This is a great opportunity to be part...and end-to-end development of quantitative models used for credit risk , including but not limited to, loss forecasting (loan… more
- JPMorgan Chase (Brooklyn, NY)
- …7 years of financial service experience in controls, audit , quality assurance, risk management, or compliance . + Proficient knowledge of control and risk ... supports robust governance and systems to identify, quantify, manage, and monitor risk . You will drive the implementation and sustainability of global CIB… more
- Diageo (NY)
- …to all business leadership teams (Demand and Supply) + Support to our Global Audit & Risk , Global Controls Assurance teams and external auditors **Qualifications ... and Experience Required:** + Technical expertise in internal controls and audit practices including expertise in risk and control frameworks, financial policies… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance ... strategic direction of broader IT organization. Collaborate with Enterprise Compliance and Risk needs to identify and...IT is accountable or responsible, and monitor and report compliance . * Facilitate and coordinate NERC CIP audit… more