- M&T Bank (Getzville, NY)
- …an auction house if marketing is unsuccessful. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- DoorDash (New York, NY)
- …proactive lifecycle strategies, and improve overall product adoption. + Churn Risk Management. Track customer engagement through data tools (eg, Looker, Totango) ... has been reviewed by an independent auditor. Results of the audit may be viewed here: Covey (https://getcovey.com/nyc-local-law-144) Compensation Actual compensation… more
- BMO Financial Group (New York, NY)
- …risk (financial, non-financial and transverse) across the organization. + Monitor compliance with internal risk management policies, standards and directives ... reporting of key risk metrics and key risk indicators (KRMs and KRIs) ** Compliance and...to ensure that stakeholders are informed of regulatory and audit expectations + Support audit and regulatory… more
- TD Bank (New York, NY)
- …positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing the impact of new ... section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new… more
- Bank of America (New York, NY)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... and represent the reporting function to control partners (eg, Audit and Compliance ) * Identify, track, and...Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical… more
- Capital One (New York, NY)
- …regulator + Operational familiarity with card products + 10+ years of experience as a Risk Manager or Assurance within the financial services or tech industry + ... management and escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic leadership skills,… more
- MUFG (New York, NY)
- …information security, and/or operational risk management, (includes operations, operational risk management, compliance , audit , and third-party risk ... address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and...by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit ) to assess risks, develop ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams....required assist with remedial work efforts for any open audit and compliance (testing) findings and open… more
- Highmark Health (Albany, NY)
- …OVERVIEW:** Performs all related internal, concurrent, prospective and retrospective coding audit activities. Reviews medical records to determine data quality and ... areas. Uses information to generate topics for education, training, process changes, risk reduction, optimization of reimbursement with new and current coders in… more
- TD Bank (New York, NY)
- …and maintain an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; ... preferred + 10 years of relevant industry and governance, risk , internal control and/or compliance experience **INCLUSIVENESS**...and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more