- TD Bank (New York, NY)
- …must ensure that the Bank is adequately protected from legal, credit, business, and compliance risk in all of its trading documents; including master agreements, ... Asset Trading portfolios are complete + Maintains required documentation for internal audit + Demonstrates governance, control and risk management behaviors in… more
- TD Bank (Bronx, NY)
- …follows compliance / risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and ... comprehensive responses to all external audit , regulator and compliance requests and findings....as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Accurately processes cash/deposit/withdrawal… more
- Cushman & Wakefield (New York, NY)
- … with C&W's values, standards and guidelines for business conduct * Ensure regulatory compliance and effective management of risk and liability for both C&W and ... management and environmental health & safety. Responsibilities also include MSA compliance , adherence to business plan, budgetary control, capital planning and… more
- Amazon (New York, NY)
- …Qualifications - 4+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Bachelor's degree or ... successful candidate will support and report to a Senior Risk Manager and be enthusiastic about driving...drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials - Experience with… more
- M&T Bank (Williamsville, NY)
- …and external regulations are followed to minimize risks to the Bank from non- compliance . + Exercise usual authority of a manager concerning staffing, performance ... to staff. + Communicate and enforce operational and procedural changes to ensure compliance with Bank and division policy, investor regulations and very complex laws… more
- TD Bank (New York, NY)
- …change requests to the project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual results, with a high degree ... as EFTR Fintrac, sanction screening, fraud detection, anti-money laundering (AML), compliance reporting, an asset. + Understanding of deposit sub-ledger capabilities… more
- Boar's Head Brand/Frank Brunckhorst Co., LLC (Brooklyn, NY)
- … with Frank Brunckhorst expectations. This includes reviewing annual GFSI audit reports, Open/Closed CARs, nutritional compliance , Certificates of Analysis ... Hiring Company: Delicatessen Services Co., LLC Overview:Join the Boar's Head Audit Team in conducting comprehensive Food Safety and Product Quality audits across a… more
- KeyBank (New City, NY)
- …and are responsible for day-to- day Teller scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, ... morning huddles and end of day debriefs + Follows compliance , audit , and security procedures, balances cash...to stay current on offerings + Support the Branch Manager in onboarding and training of new Tellers to… more
- Price Chopper (Schenectady, NY)
- …food safety and quality failures. + Conduct regular facility inspections, audits, and risk assessments to monitor compliance and identify areas for improvement. ... **Pay Range:** $93,925.00- $150,037.00 **SUMMARY** The Manager of Food Safety and Quality Assurance (FSQA)...programs within the commissary operation. This leader ensures regulatory compliance with USDA, FDA, and local authorities while developing… more
- TD Bank (New York, NY)
- …robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in technology ... technology teams, managing critical systems, and ensuring alignment with finance and risk management priorities. The incumbent will drive the evolution of finance… more