- Fannie Mae (New York, NY)
- …leader is responsible for (1) targeted program initiatives and (2) overall governance, risk , and compliance activities across the TCM business. This position has ... This VP is tasked with leading the overall efforts for first-line operational risk management, operational compliance , and business resiliency and continuity for… more
- MUFG (New York, NY)
- …will be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for key aspects ... of issues and partner with stakeholders in opening issues ( Audit / Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary… more
- TD Bank (New York, NY)
- …the organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports ... + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes to… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** Job Title: Manager , Operational Risk Management Job Level: Level 10 Business/Product Group: ... you to independently guide and challenge the business' implementation of and ongoing compliance with, the TD Bank Operational Risk Management Framework and the… more
- TD Bank (New York, NY)
- …("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development.… more
- M&T Bank (Buffalo, NY)
- …and continually assessing regulation and standards to achieve industry-leading technology risk compliance . + Spearhead collaboration among cross-functional teams ... Risk , and internal partners such as the Risk Division, Internal Audit , and Regulatory Affairs....(Certified Information Systems Security Professional), CISM (Certified Information Security Manager ), or CRISC (Certified in Risk and… more
- American Express (New York, NY)
- …guidance, and governance of ECMX-required activities in support of core operational risk and control initiatives such as Project Guardian, Risk Control ... (RCSA), Offers, Benefits & Rewards (OBR), internal and external audit engagements and issues management. The team will work...ECMX process and product owners to enhance the operational risk framework. Job Responsibilities + Act as a central… more
- MTA (New York, NY)
- …Auditor (CISA) Global Information Assurance Certification (GIAC) Certified Third-Party Risk Professional (CTPRP) Certified Compliance & Ethics Professional ... Incident Handler (GCIH) GIAC Security Essentials (GSEC) ISC2 Certified Governance, Risk and Compliance (CGRC) Technical Skills: + Expert/Highly Proficient,… more
- Synchrony (New York, NY)
- …degree, 7+ years of financial services and/or governance experience + 3+ years of Compliance , Risk , Audit , or governance/issue remediation experience in the ... influence changes to processes, procedures, and controls to mitigate compliance risk through various interactions and forums....consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
- TD Bank (New York, NY)
- …escalations, and restrictions related to customers identified as posing increased financial crime risk , in compliance with the bank's Customer Exit Standard. The ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight… more