- New York State Civil Service (Albany, NY)
- …financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit environment.* Developing and implementing financial crime ... and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified Regulatory Compliance Manager *...risk management or compliance policies, programs and procedures.A Master's Degree in one… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager… more
- TD Bank (NY)
- …Expert in risk and control assessments in a 1st line business control, operational risk or audit role. + Knowledge in the following ORM programs; RCSA, QC ... can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within… more
- Bank of America (New York, NY)
- …well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution + Interpersonal Skills- Treats others with ... Enterprise Financial Risk Capital Risk Sr. Specialist Charlotte,...calculations and implementations + Review and challenge Basel rule compliance documentation and capital policy interpretations + Review Business… more
- Bank of America (New York, NY)
- …well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution + Interpersonal Skills- Treats others with ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist...review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the… more
- M&T Bank (New York, NY)
- …management + Minimum of 8 years' statistical analysis programming experience + Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) designation + ... 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other second line of defense and… more
- M&T Bank (Buffalo, NY)
- …Liquidity Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, market or liquidity ... all aspects of data analysis, risk reporting, risk identification, risk policies and governance and regulatory compliance . + Maintain and develop in… more
- TD Bank (New York, NY)
- …a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade...Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $175,000 - $215,000 USD TD is committed to providing ... for this role. **Job Description:** **Job Posting Title** Director, Trading Market Risk Stress Testing and Scenario Design **Job Description Summary** Lead, develop,… more