• Global Risk and Compliance Policy…

    Bloomberg (New York, NY)
    Global Risk and Compliance Policy Officer Location New York Business Area Legal, Compliance , and Risk Ref # 10041461 **Description & Requirements** ... to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical...and structure. * Contribute to the development of related training , communication, and governance materials. * Present policy proposals,… more
    Bloomberg (05/07/25)
    - Related Jobs

  • First Line Risk & Control Officer

    Mizuho Corporate Bank (New York, NY)
    …all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a ... promotes an effective control environment. The First Line Control Officer reports directly to BRC, with an additional reporting...Control Officers may also be asked to support non-financial risk Regulatory exams, Audit reviews and Compliance … more
    Mizuho Corporate Bank (07/15/25)
    - Related Jobs

  • Senior Risk Officer

    Arena Investors LP (New York, NY)
    In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic… more
    Arena Investors LP (04/29/25)
    - Related Jobs

  • Risk & Control Officer

    MUFG (New York, NY)
    …work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of ... the BURM (Business Unit Risk Manager) for Operations. The associate will be responsible for key aspects related to issue management, risk assessments, control… more
    MUFG (07/12/25)
    - Related Jobs

  • SVP, Chief Risk Officer - Private…

    Raymond James Financial, Inc. (New York, NY)
    …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
    Raymond James Financial, Inc. (07/09/25)
    - Related Jobs

  • Technology Risk Management - Control…

    MUFG (New York, NY)
    …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... BURMs, SLoD, and TLoD to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage issues tollgate process: +… more
    MUFG (06/08/25)
    - Related Jobs

  • Senior Compliance Officer…

    TD Bank (New York, NY)
    …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to ... Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data...(TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due diligence,… more
    TD Bank (07/22/25)
    - Related Jobs

  • Senior CRA Compliance Officer - US…

    Banco Popular Puerto Rico (New York, NY)
    …13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA ... Compliance Officer to join our ...Provide support to management in the execution of the compliance training program, including drafting training… more
    Banco Popular Puerto Rico (07/10/25)
    - Related Jobs

  • Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    … compliance experience, including policies and procedures development, the provision of compliance training , compliance risk assessments, responding ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...governance forums. + Create and provide online and in-person compliance training for sales and trading staff… more
    Scotiabank (06/26/25)
    - Related Jobs

  • Chief Compliance Officer

    City of New York (New York, NY)
    …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
    City of New York (06/14/25)
    - Related Jobs