- Bloomberg (New York, NY)
- Global Risk and Compliance Policy Officer Location New York Business Area Legal, Compliance , and Risk Ref # 10041461 **Description & Requirements** ... to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical...and structure. * Contribute to the development of related training , communication, and governance materials. * Present policy proposals,… more
- Highmark Health (Albany, NY)
- …including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training , investigations, and ... Program including auditing/monitoring operational processes, conducting or overseeing compliance investigations, and ensuring that adequate training takes… more
- Wells Fargo (New York, NY)
- …and risk management purposes. **About the Role:** Wells Fargo is seeking Model Risk Officer for the areas of Counterparty Credit Risk that covers ... Credit Risk exposure models. As a Model Risk Officer (MRO), you will be managing...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (New York, NY)
- …Risk Management including Model Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability to read and ... by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise… more
- MUFG (New York, NY)
- …work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of ... the BURM (Business Unit Risk Manager) for Operations. The associate will be responsible for key aspects related to issue management, risk assessments, control… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO). The BACO for this...oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training , surveillance ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...program to support the initiative is implemented; + Conducting Compliance training on matters pertaining to CFTC,… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to ... Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data...(TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due diligence,… more
- Banco Popular Puerto Rico (New York, NY)
- …13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA ... Compliance Officer to join our ...Provide support to management in the execution of the compliance training program, including drafting training… more
- Scotiabank (New York, NY)
- … compliance experience, including policies and procedures development, the provision of compliance training , compliance risk assessments, responding ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...governance forums. + Create and provide online and in-person compliance training for sales and trading staff… more