- MUFG (New York, NY)
- …designated customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit ... risk of the designated portfolio, determine accurate ratings and...making a decision with little support from management. **Policy Compliance ** + Ensure compliance with external regulatory/internal… more
- Syracuse University (Syracuse, NY)
- …university's principal safety and emergency services executive, working closely with the CFO, Risk & Compliance , and other campus partners. This position will ... Reporting to the Chief Financial Officer , the Associate Vice President for Emergency and Environmental Risk Services (AVP, ERS) will lead a newly unified safety… more
- University of Rochester (Rochester, NY)
- …Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to ... the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing,...+ **Staff Training ** : Develop and deliver compliance training programs for staff on current… more
- Pioneer Bank (Albany, NY)
- … Compliance Associate LOCATION: Headquarters REPORTS TO: Financial Crimes Compliance Operations Officer CLASSIFICATION: Full Time, Non-Exempt PAY GRADE: ... Log Review and Validations + BAM Software Updates + Compliance with FFIEC Guidance + Rules Based Risk...related certifications as requested. + Active participation in ongoing training to stay current with compliance regulations.… more
- Heritage Financial Credit Union (Middletown, NY)
- …regulations. Make recommendations for change where appropriate. + Coordinate and/or conduct compliance training for all new employees. Identifies specific ... laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department...emerging risks and industry fines/penalties + Complete all required compliance training + Maintain knowledge of, and… more
- American Express (New York, NY)
- …Teams (within the Governance & Control Offices) in several critical areas related to compliance risk management. + Drive understanding and clarity on roles and ... & Practices (ECAP) team is accountable for enterprise-level 1LOD compliance procedures, reporting, training , and quality assurance....Financial Crimes. + Consult, coach and train the BU Compliance Teams on compliance risk … more
- Option Care Health (Albany, NY)
- …proactively identified and addressed. This position reports to the SVP, Chief Compliance Officer . **Job Description:** **Job Responsibilities (listed in order ... our regulatory environment. Identify opportunities for education and deliver compliance training to new and existing employees...with the Compliance Operations Team. Supports the Compliance Officer with M&A compliance … more
- Mastercard (Harrison, NY)
- …the enterprise. The Vice President will lead global efforts related to compliance training , regulatory exam coordination, quality assurance testing, change ... to the Senior Vice President, Global AML and Sanctions Officer . This role is responsible for driving the strategy,...of key risk indicators (KRIs), performance metrics, risk assessments, and the consistent implementation of compliance… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on ... + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong organizational… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... departments across the University to create, implement, and oversee a comprehensive compliance training program that educates faculty, staff, students, and… more