- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the ... be responsible for key aspects related to issue management, risk assessments, control testing, risk ...external risk events for potential impact to control environment + Audit /Compliance + Assist in… more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Operational Risk Officer is responsible for providing independent oversight and ... lineage, and data lifecycle + Review and challenge 1LOD Risk and Control Self-Assessments (RCSAs) and data...technology risk , cybersecurity risk , operational risk , enterprise risk , audit , or… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... sub-function/job family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk ... Management group and will be responsible for executing risk oversight activities for Business Banking and various assigned operational and enterprise risk … more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products (...Defense (1LOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) activities + Successfully ... functions, including Legal and Compliance, Finance, Operational Resilience and Internal Audit , to provide centralized risk frameworks, processes, tools, training… more
- SMBC (New York, NY)
- …employees. **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized ... to the Coverage and Capital Markets/Structured Finance Solutions Vertical Business Control Officer . **Role Responsibilities** * Leads and provides expert… more
- KeyBank (Buffalo, NY)
- …+ Education/Background: Bachelor's degree + Minimum 3 years of banking operations, risk management (operational and/or compliance), and/or audit experience with ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA… more
- TD Bank (New York, NY)
- …areas impacting products, behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis and evaluation. ... details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US...and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues… more
- KeyBank (Albany, NY)
- …44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible ... etc. + Provide information for analysis and reporting on complaints, including risk metrics performance, control testing results, remediation plans and status,… more
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