- Mizuho Corporate Bank (New York, NY)
- …business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control ... line control teams in adhering to non-financial risk control framework requirements. + Execute and...audit . QualificationsThe ideal candidate for the Finance Division Control Officer position should possess prior experience… more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Operational Risk Officer is responsible for providing independent oversight and ... lineage, and data lifecycle + Review and challenge 1LOD Risk and Control Self-Assessments (RCSAs) and data...technology risk , cybersecurity risk , operational risk , enterprise risk , audit , or… more
- Citigroup (Getzville, NY)
- …assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer - Structural Elements Oversight, Senior Vice President** role ... include: + Operating model, staffing, and culture + Operational risk appetite + Control objectives and standards...a non-financial risk (data, technology, and/or reporting risk ), audit , or relevant 1LOD function within… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... sub-function/job family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including… more
- Wells Fargo (New York, NY)
- …will support Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor responsible for the ... **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within the Corporate &...integrate with RCSA where applicable + **Establish routines with risk and audit partners:** Provide transparency into… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk ... Management group and will be responsible for executing risk oversight activities for Business Banking and various assigned operational and enterprise risk … more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products (...Defense (1LOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) activities + Successfully ... functions, including Legal and Compliance, Finance, Operational Resilience and Internal Audit , to provide centralized risk frameworks, processes, tools, training… more
- KeyBank (Buffalo, NY)
- …+ Education/Background: Bachelor's degree + Minimum 3 years of banking operations, risk management (operational and/or compliance), and/or audit experience with ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA… more
- MongoDB (New York, NY)
- … Audit team aims to provide independent assurance that MongoDB's risk management, governance, and internal control processes are operating effectively, ... are seeking a proactive and practical Director of Internal Audit to enhance MongoDB's SOX program, enterprise risk...to be presented to the management team, Chief Accounting Officer , CFO/COO, CIO, CTO, and Audit Committee… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie,… more