• Sr Loan Officer

    TD Bank (New York, NY)
    …all required job specific, compliance-related training + Understands, utilizes and follows Compliance/ Risk and control programs + Consults with all risk ... & Commercial Banking **Job Description:** The Sr. Commercial Loan Officer is an external sales role which focuses on...to loan decision process based on evaluation of credit risk and other key factors from Credit Management +… more
    TD Bank (09/21/25)
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  • Loan Officer Assistant (SAFE Act)

    M&T Bank (Ballston Lake, NY)
    …federal registration under the SAFE Act. **Primary Responsibilities:** + Assist Loan Officer in developing and managing a referral source, prospect and customer ... base. + Assist Loan Officer in developing and implementing marketing/sales support programs to...required reporting as needed. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards… more
    M&T Bank (07/30/25)
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  • Compliance - Regulatory Strategy Senior…

    JPMorgan Chase (New York, NY)
    …including Front Line Business Units, Risk , Compliance, Finance, Technology, Control Management, Legal, and Internal Audit , through the entire lifecycle ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...and with the Business, Operations, Finance, Regulatory Reporting, Technology, Control Management, Legal and Internal Audit . +… more
    JPMorgan Chase (09/27/25)
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  • Compliance Officer - Wealth Management…

    KeyBank (Amherst, NY)
    …(eg - trust/fiduciary, asset management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
    KeyBank (09/14/25)
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  • SVP, Corporate Controller & Principal Accounting…

    Arrow Financial Corporation (Glens Falls, NY)
    …> Oversee the SOX program and liaison between Internal Audit , Finance, and control owners to mitigate risk and streamline processes. > Prepare, review, and ... Finance team as: Senior Vice President (SVP), Corporate Controller & Principal Accounting Officer This opportunity may be perfect for you if you have experience in:… more
    Arrow Financial Corporation (08/26/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
    BMO Financial Group (09/22/25)
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  • First Line Client Liaison / KYC Officer…

    MUFG (New York, NY)
    …AML Advisory & other stakeholders; + Collaborate & handle requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit ); + Attend appropriate training ... Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + Partner with Relationship… more
    MUFG (09/07/25)
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  • Head of AI and Digital Assets Risk…

    Citigroup (New York, NY)
    …group is headed by the Head of ERM who reports directly to the Citigroup Chief Risk Officer (CRO). **Job Description** The Head of AI and Digital Assets Risk ... Partner with key stakeholders (Technology, Data Science, Legal, Compliance, Audit ) to align AI/DA risk management with...issues. + Familiarity with banking regulations, products, processes, and risk control . + Deep understanding of the… more
    Citigroup (07/25/25)
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  • VP, Enterprise Risk

    Broadview FCU (Albany, NY)
    …to proactively monitor and help manage enterprise risks. + Implement and support risk control self-assessment (RCSA) processes to evaluate the effectiveness of ... + Delivers leadership and accountability to Broadview' s Chief Risk and Security Officer . + Actively supports...or more certifications in the following focus areas: Enterprise Risk Management, Internal Audit , and/or Internal Controls.… more
    Broadview FCU (07/23/25)
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  • Senior Liquidity Risk Oversight Analyst

    M&T Bank (Buffalo, NY)
    …adept at working across all levels of the organization from junior staff to the Chief Risk Officer or other senior/executive members of management in Risk or ... **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and report, to...or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external… more
    M&T Bank (09/06/25)
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