- M&T Bank (Buffalo, NY)
- …and internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Develop and review presentation materials and risk ... risk , including all associated responsibilities to support the office of Chief Risk Officer and to partner with cross-functional working teams to include… more
- M&T Bank (Buffalo, NY)
- …internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to established ... reporting. + Ensure the accurate and timely completion of Risk Control Self Assessments (RCSAs) and other...manner. Appropriately escalate identified issues to the First Line Risk Officer and business unit management. +… more
- City National Bank (New York, NY)
- … assessments, analyzing the Bank's compliance risk ; determine if current processes control risk . * Analyze new and changing laws and regulations and ... business to remediation plans. * Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking...Bank's compliance risk ; determine if current processes control risk . * Completes all required training.… more
- JPMorgan Chase (Brooklyn, NY)
- … identification, mitigation and management. You will provide SME support to the Chief Risk Officer for the Chief Investment Office, Global Treasury and Corporate ... should include one or more of the following aspects: regulatory capital policy, risk management, finance, accounting policy, or audit + Excellent interpersonal… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie,… more
- TD Bank (New York, NY)
- …all required job specific, compliance-related training + Understands, utilizes and follows Compliance/ Risk and control programs + Consults with all risk ... Business:** Personal & Commercial Banking **Job Description:** The Sr. Commercial Loan Officer combines an external sales role focusing on growing a Commercial… more
- KeyBank (Amherst, NY)
- …(eg - trust/fiduciary, asset management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- JPMorgan Chase (New York, NY)
- …& Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team focuses on Risk Identification & Assessment, Control ... & FIF trading business, working with a team of risk and control experts. As a Rates...Sales or Trading businesses. + Experience in operations, operational risk management, business controls, sales, trading, audit ,… more
- M&T Bank (Buffalo, NY)
- …adept at working across all levels of the organization from junior staff to the Chief Risk Officer or other senior/executive members of management in Risk or ... **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and report, to...or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Citigroup (Queens, NY)
- …CIO, with a particular emphasis on comprehensive reporting requirements pertaining to Risk Management, Regulatory Compliance, and Internal Audit functions. + ... **Job Title:** Hedge Fund and Private Credit Investment Officer (Senior Vice President) The US Pensions Investment ("USPI") team is the investment management team… more