- American Express (New York, NY)
- …Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in ... and / or consumer products and AML/ Anti-Corruption/BSA. + Experience with audit , compliance, risk , regulatory management, law, marketing and product management,… more
- American Express (New York, NY)
- …Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in ... and / or consumer products and AML/ Anti-Corruption/BSA. + Experience with audit , compliance, risk , regulatory management, law, marketing and product management,… more
- JPMorgan Chase (New York, NY)
- …Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team focuses on Risk Identification & Assessment, ... North America Rates business, working with a team of risk and control experts. As a Rates...+ 3 years of financial services experience in controls, audit , quality assurance, risk management, or compliance… more
- Intertek (Cortland, NY)
- …Requirements. + Knowledge of filing of company status in Supplier Performance Risk System (SRPS) after audit of Cybersecurity Mature Model Certification ... Export Control Manager, Cortland, NY Intertek, a leading provider...worldwide. Intertek is continually innovating and evolving to reduce risk for consumers, brands, and organizations in every sector… more
- MTA (Jamaica, NY)
- …identified compliance personnel to supply information to the Chairman and Chief Executive Officer of the MTA, Board of Directors, Audit and Corporate Governance ... the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its subsidiaries,...recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to… more
- S&P Global (New York, NY)
- …compliance operations run smoothly. The position reports to the Global Chief Matrix Officer for Ratings Compliance & Risk . **Responsibilities and Impact:** **Key ... Team** We are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This role focuses on designing,… more
- MTA (New York, NY)
- …personnel for the purpose of supplying information to Chairman and Chief Executive Officer of the MTA, Board of Directors', Audit and Corporate Governance ... vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + May… more
- Scotiabank (New York, NY)
- …and non-financial Risk management experience. 10+ years (governance, operations, audit , cyber, control functions, compliance, risk management). + ... tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides...quarterly reporting for senior management, Internal Controls, GRM, Compliance, Audit , Operational Risk or 1A stakeholders. +… more
- University of Rochester (Rochester, NY)
- …with the University's Office of Research and Project Administration (ORPA), Export Control Officer , Central Purchasing, Office of Counsel, and other relevant ... Documentation** : Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to… more
- State of New York Mortgage Agency (New York, NY)
- …individual audits, monitor budgets, determine scope of audit tests, and discuss the audit status with the Audit Officer . + Analyze Agency operations for ... and Treasury Services, Facilities and Building Management Services, Internal Audit , Project Management and Information Technology Services. OPS values professionals… more