- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10047603 **Description & Requirements** The energy ... else. It's up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical role in supporting our businesses and operations around the… more
- TD Bank (New York, NY)
- …areas impacting products, behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis and evaluation. ... details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US...and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance… more
- Bloomberg (New York, NY)
- …DORA and AI, to identify and develop an appropriate compliance framework. + Collaborate with Risk & Control Managers to ensure alignment with enterprise risk ... Compliance Officer - Data, Research and Analytics Location New...need to have:** + 8+ years' experience in Compliance, risk advisory, or audit within financial services,… more
- M&T Bank (Syracuse, NY)
- …defense (1LoD), adhering to the necessary controls, to mitigate unnecessary exposure to risk . Works as part of the account relationship team/deal team with the ... within established deadlines. Submits competed Commercial Closing Checklist to Senior Closing Officer for review and to obtain 'Clear to Close'. + Follows up… more
- Citizens (New York, NY)
- Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firm's registered swap dealer ... Futures Trading Commission (CFTC) and National Futures Association (NFA). The Compliance Officer will work closely with senior compliance officers to monitor trading… more
- MTA (Jamaica, NY)
- …identified compliance personnel to supply information to the Chairman and Chief Executive Officer of the MTA, Board of Directors, Audit and Corporate Governance ... the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its subsidiaries,...recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to… more
- City of New York (New York, NY)
- …Division/Program Summary: Audit Services plays a leading role in risk -based assessments of the Department's operational efficiencies, control effectiveness ... IT Audit Manager in the Bureau of Audit Services, Office of the Chief Operating Officer...and Responsibilities: - Plan and execute advisory, assessment and audit projects using information technology (IT) Governance, Risk… more
- American Express (New York, NY)
- … design through activities of issue management, monitoring, new product approval and Risk and Control Self Assessment. + Provide independent oversight and ... will lead an organization of line of business compliance officer teams and report to the Head of Global... Assessment, providing an independent compliance evaluation of inherent risk , control effectiveness and residual risk… more
- GE Vernova (New York, NY)
- …commercial resources and adjacent control functions such as Finance, Legal and Internal Audit . The role will be based in New York, NY, or Stamford, CT, and will ... risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic leadership assessing… more
- MTA (New York, NY)
- …+ Provide Safety Assurance - Evaluate the continued effectiveness of implemented risk control strategies and support the identification of new hazards. ... Knowledge and ability to perform site evaluations, including exposure assessment strategies, risk assessments. The ability to specify hazard control measures and… more