- GE Vernova (New York, NY)
- …commercial resources and adjacent control functions such as Finance, Legal and Internal Audit . The role will be based in New York, NY, or Stamford, CT, and will ... risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic leadership assessing… more
- TD Bank (New York, NY)
- …engineering with a minimum of 5 years of experience in corporate compliance, risk management, regulatory reporting, or an audit -facing role** + **Working ... (a plus).** + **Prior consulting experience in Compliance Advisory, Risk Management, or Audit (a plus).** **Customer...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …Business Oversight strategy and policy. + Reviews and approves the results of FCRM risk assessments including Scoping, Control and Inherent Risk Assessment ... and sanction risks & present to CFCRMO, General Counsel, Audit Committee, CEO Management Committee & senior management +...Implements policy and procedural changes + Escalation/reporting of FCRM risk matters to the BSA Officer +… more
- TD Bank (New York, NY)
- …experience **Preferred Skills:** + **Must have work experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.** + **Excellent ... the Enterprise Issues Management Framework and Issues Management Standard, audit observations, and general best practices. + Lead the...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- City National Bank (New York, NY)
- …This position will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices....* Participate in special projects as necessary. * Facilitate audit and examination activities. WHAT DO YOU NEED TO… more
- City National Bank (New York, NY)
- …This position will work directly with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for US ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices....audit and examination activities. * Cultivate and grow risk talent within the organization through coaching, mentoring, and… more
- MUFG (New York, NY)
- …Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to determine MSIIs / audit points. Assist the broker dealer entity ... and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management...place + Assist Data Management lead and the Data Officer in Sr Management communication and reporting to the… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...internal and external investigations, as well as testing and audit . + Designing and lead compliance and control… more
- American Express (New York, NY)
- …+ 4 Years experience in project or enterprise risk management (eg, within Risk and/or Internal Audit function) Understanding of critical risk management ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...ensuring project management best practices are adhered to and control management is embedded in the day-to-day operations of… more
- Citigroup (New York, NY)
- …and Risk , and with regulators, Internal Audit , Fundamental Credit Risk and other control functions. Provide strategic insights and sensitivity to macro ... as a Relationship Banker, Credit Risk Analyst, Credit Risk Manager, Credit Risk Officer , Credit Portfolio Analyst, Remedial Management Analyst or… more