- City National Bank (New York, NY)
- …This position will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices....* Participate in special projects as necessary. * Facilitate audit and examination activities. WHAT DO YOU NEED TO… more
- City National Bank (New York, NY)
- …This position will work directly with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for US ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices....audit and examination activities. * Cultivate and grow risk talent within the organization through coaching, mentoring, and… more
- Canandaigua National Bank & Trust (Pittsford, NY)
- …5 years' experience in related positions required. + Previous BSA/AML, fraud, risk management, audit or related field or equivalent education/experience ... National Bank's enterprise wide BSA, Fraud, and OFAC (Office of Foreign Assets Control ) Programs to ensure all regulatory requirements are met as they relate to… more
- Citigroup (New York, NY)
- …Governance with senior management, the Executive Operating Committee, Business Risk and Control Committees and the Audit Committees of the Board as needed. + ... ("EUC") Governance will report to Citi's Global Business & Risk Controls Officer and will have strategic...Risk Management (ORM), Corporate and Sector Compliance, Internal Audit , Legal, Operations and other cross functional partners to… more
- MUFG (New York, NY)
- …Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to determine MSIIs / audit points. Assist the broker dealer entity ... and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management...place + Assist Data Management lead and the Data Officer in Sr Management communication and reporting to the… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...internal and external investigations, as well as testing and audit . + Designing and lead compliance and control… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...as needed. The Compliance Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all… more
- Citigroup (New York, NY)
- A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client service is provided to our ... relationships they build to recognize business growth opportunities. The Service Officer strives to continuously improve all of its end-to-end processes, procedures… more
- Citigroup (New York, NY)
- …and Risk , and with regulators, Internal Audit , Fundamental Credit Risk and other control functions. Provide strategic insights and sensitivity to macro ... as a Relationship Banker, Credit Risk Analyst, Credit Risk Manager, Credit Risk Officer , Credit Portfolio Analyst, Remedial Management Analyst or… more
- Citigroup (Queens, NY)
- …as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk , Compliance, Finance and Audit + Assist in the review Pension and ... and the Plan Committees + Conducts portfolio analysis using risk tools and analytical tools + Performs other duties...Assists in providing accurate and timely feedback on all audit requests + Assists with the month-end valuation and… more