- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie,… more
- HSBC (Buffalo, NY)
- …and communications skills. + Good understanding of how to work with Compliance, Credit & Risk and Internal Control to ensure a balanced risk operating ... all share. The Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service teams to build meaningful relationships with high value… more
- Whitney Young Health Center (Albany, NY)
- Risk and Compliance Officer (Req 101027) Albany, NY (http://maps.google.com/maps?q=4+Airline+Drive+Albany+NY+USA+12205) Apply Description Be a part of the ... reimbursement, term life insurance, commuter benefits and more! GENERAL RESPONSIBILITIES: The Risk and Compliance Officer oversees the Risk Management… more
- JPMorgan Chase (Brooklyn, NY)
- …reporting workflows, and data management practices + Collaborate with business lines, risk officers, control management, and technology teams to gather ... technology solutions + Perform advanced ad-hoc analyses using operational risk data + Support governance and control ...operational risk data + Support governance and control documentation for capital and stress testing + Participate… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk ... Management group and will be responsible for executing risk oversight activities for Business Banking and various assigned operational and enterprise risk … more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products (...Defense (1LOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) activities + Successfully ... Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 **Description & Requirements** The energy of a… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, TD ... within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and… more
- M&T Bank (Buffalo, NY)
- …team, operational and support areas, as well as 2LOD and 3LOD. Assist the Business Risk Officer in setting direction for the department and risk policy ... 2LOD committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance...reporting. + Ensure the accurate and timely completion of Risk Control Self Assessments (RCSAs) and other… more
- M&T Bank (Buffalo, NY)
- …internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to established ... reporting. + Ensure the accurate and timely completion of Risk Control Self Assessments (RCSAs) and other...manner. Appropriately escalate identified issues to the First Line Risk Officer and business unit management. +… more
- M&T Bank (Buffalo, NY)
- …of identified issues and the timely completion of remediation plans. Assist the Business Risk Officer in setting direction for the department and risk ... committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance...reporting. + Ensure the accurate and timely completion of Risk Control Self Assessments (RCSAs) and other… more
