- American Express (New York, NY)
- …and exams. Successful execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will ... consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required;...team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + May ... $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- TBD HOURS OF WORK: 9:00 am - 5:30 pm (7… more
- University of Rochester (Rochester, NY)
- …with the University's Office of Research and Project Administration (ORPA), Export Control Officer , Central Purchasing, Office of Counsel, and other relevant ... (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to federal, state, and… more
- Scotiabank (New York, NY)
- …Stays informed on emerging risks, regulatory changes, and industry trends. Conveys risk -related information to Officer -in-Charge or Audit Principal and senior ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...successful candidate will have a thorough understanding of IT control environments with a focus on the design and… more
- New York State Civil Service (New York, NY)
- …providing operational support including resource procurement, evidence control , integrity control , records custody, and peace officer training.The duties of ... and priorities for tasks involving resource procurement, evidence control , integrity control , records custody, and peace officer training;* Liaises with DFS… more
- MTA (Jamaica, NY)
- …will conduct the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its subsidiaries, including but not ... and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well...ensure compliance with the NYS Accountability, Audits and Internal Control Act as mandated by Public Authorities Law Section… more
- American Express (New York, NY)
- …and understanding of compliance risk management practices and methodologies, including risk and control assessments. + Working knowledge of the Global ... management practices and methodologies, applicable AXP policies and procedures, including risk and control assessments. + Professional maturity with proven… more
- Scotiabank (New York, NY)
- …Stay informed of relevant business risks and controls. Effectively conveys risk -related information to Officer -in-Charge. + Maintain stakeholder relationships to ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...and work with management to find solutions to address control weaknesses. The Auditor contributes to the overall success… more
- Scotiabank (New York, NY)
- …issues and outputs are tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides all US based Technology ... every future! **Purpose** The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US...strong risk culture in partnership with the risk owners. + Co-ordinate SOX control testing.… more