- City National Bank (Charlotte, NC)
- …Compliance, Internal Audit, etc. Responsible for the ongoing development and expansion of the risk assessment and testing programs to ensure key risks are ... management and monitoring activities. * Execute risk assessment programs (eg Risk Control ... risk management practices. * Provide guidance on Control Standards to ensure compliance-related controls are… more
- Truist (Charlotte, NC)
- …and leadership review and approvals required. 9. Develop and deliver strategic data risk controls testing analysis to provide learnings, recommendations, and ... program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate, analyze and...the utilization of related technology tools. 4. Strong data risk and controls analytical skills with proven… more
- TD Bank (Charlotte, NC)
- …Integrations of enterprise Issue Management into the broader Compliance Management System: Testing , Risk Assessment , LRR's **Customer Accountabilities:** + ... Scope:** + Leads Requirements Management/work packages for Tier 5 low to moderate risk and regulatory projects or initiatives and may contribute to Tier 3-4 projects… more
- USAA (Charlotte, NC)
- …Program for the Secure Software Development Life Cycle. The ideal candidate will possess Risk and Control Testing Expertise, with a strong focus on ... SSLDC Risk and Compliance Advisor I - Risk Assessment to join our team. In...Word, Excel, and PowerPoint **What sets you apart:** + ** Risk and Control Testing Expertise:**… more
- TD Bank (Charlotte, NC)
- … assessments, monitor policy and regulatory requirements adherence, conduct quality control testing , remediate identified gaps and issues, provide insightful ... you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** Experienced governance, risk and control … more
- City National Bank (Charlotte, NC)
- …company, and CNB's regulators. * Streamline processes for risk identification and assessment , control assessment , testing and issue management. * ... experience * Minimum of 4 years of experience in risk and controls for information technology and...appropriately scoping assessments, providing credible challenges, and performing assurance testing . * Minimum of 4 years working with a… more
- City National Bank (Charlotte, NC)
- …* Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes. ... assessment of compliance regulations, identifying risks and controls , monitoring business unit control environment, drafting... testing results. * Conduct meetings to discuss testing and risk assessment results… more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management + Experience ... Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head...controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain… more
- City National Bank (Charlotte, NC)
- …challenge of controls implemented. This includes providing feedback to risk and control owners and control assessment teams related to the following ... residual risk level; completeness and robustness of control documentation; reasonableness of control assessment...financial services * Understanding of Risk Management/Operational Risk Management and Internal Controls testing… more
- The Clorox Company (Durham, NC)
- …and reconciliations + Prepare and review certain aspects of the Company's annual impairment testing (eg, risk assessment , testing documentation, memos) + ... role in the record to report process, including ensuring adequate financial reporting controls are working effectively. In this role, you will have the opportunity… more