• Compliance Risk and Reporting Manager

    TD Bank (Charlotte, NC)
    … and Reporting Team is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing , Risk Appetite ... under the Process Risk & Control Self- Assessment Framework. Ensure quality assurance and testing to evaluate the effectiveness of Compliance controls … more
    TD Bank (09/21/25)
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  • Senior Consultant - Financial Services Risk…

    Deloitte (Raleigh, NC)
    … function at a bank, including execution and oversight processes, risk assessment , reporting, controls , testing , or data analytics + Strong relationship ... + Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data controls , and data analytics +… more
    Deloitte (09/05/25)
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  • Manager: Business Disruption & Operational…

    American Express (Charlotte, NC)
    …industry including policy & procedure development, risk appetite, risk control self- assessment and testing , and issue management. + Demonstrate ... information technology, 3rd party, business continuity management. + Understanding of risk assessment methodologies, frameworks and industry standards. +… more
    American Express (09/30/25)
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  • Compliance Business Oversight Manager - Fiduciary…

    TD Bank (Charlotte, NC)
    …Operating Framework (COF) including.** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other ... self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, … more
    TD Bank (09/30/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (Charlotte, NC)
    …Operating Framework (COF) including;** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other ... risk within the US Wealth businesses;** + **Independently testing , monitoring and assessing the adequacy of, adherence to...and controls + Facilitates the periodic Compliance risk and self- assessment activities for designated business… more
    TD Bank (09/05/25)
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  • Business Controls Manager- Technology…

    City National Bank (Charlotte, NC)
    …and controls , coordinating risk registers, and contributing to the overall Risk and Control Self- Assessment (RCSA). The role also collaborates with ... Coordinates Risk Registers to support the overall Risk and Control Self- Assessment . Will...Self- Assessment . Will work with business partners and risk units, to help prepare for testing … more
    City National Bank (09/10/25)
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  • Financial Controls Manager/ Regulatory…

    TD Bank (Charlotte, NC)
    …as version control , access management, and documentation) + Experience testing controls , conducting walkthroughs, and evaluating control effectiveness ... (CPA, CIA, or CISA a plus); strong teamwork and problem-solving skills; understanding of risk assessment and control evaluation + Strong written and verbal… more
    TD Bank (09/27/25)
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  • Business Controls Lead- Technology…

    City National Bank (Charlotte, NC)
    …and controls , coordinating risk registers, and contributing to the overall Risk and Control Self- Assessment (RCSA). The role also collaborates with ... *BUSINESS CONTROLS LEAD- TECHNOLOGY RISK AND COMPLIANCE*...*Skills and Knowledge* * Minimum 3 years of operational risk management control design, testing ,… more
    City National Bank (09/10/25)
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  • Business Risk and Controls Manager

    First Horizon Bank (Charlotte, NC)
    …appropriate execution of risk activities including assessment of risk , development and oversight of controls , identification and escalation of issues, ... line of defense and is responsible for managing the risk and control framework for product and...reporting. **Job Responsibilities:** + ** Risk Management and Controls ** + Lead the identification and assessment … more
    First Horizon Bank (09/12/25)
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  • Digital Risk and Controls Advisor

    First Horizon Bank (Charlotte, NC)
    …appropriate execution of risk activities including assessment of risk , development and oversight of controls , identification and escalation of issues, ... risk management organization including new product governance, Risk and Control Self- Assessment (RCSA),...of business unit controls through monitoring and testing , identify gaps and drive remediation of control… more
    First Horizon Bank (09/18/25)
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