- City National Bank (Charlotte, NC)
- …Compliance, Internal Audit, etc. Responsible for the ongoing development and expansion of the risk assessment and testing programs to ensure key risks are ... management and monitoring activities. * Execute risk assessment programs (eg Risk Control ... risk management practices. * Provide guidance on Control Standards to ensure compliance-related controls are… more
- Truist (Charlotte, NC)
- …and leadership review and approvals required. 9. Develop and deliver strategic data risk controls testing analysis to provide learnings, recommendations, and ... program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate, analyze and...the utilization of related technology tools. 4. Strong data risk and controls analytical skills with proven… more
- TD Bank (Charlotte, NC)
- …Operating Framework (COF) including.** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other ... self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, … more
- TD Bank (Charlotte, NC)
- …Operating Framework (COF) including;** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other ... risk within the US Wealth businesses;** + **Independently testing , monitoring and assessing the adequacy of, adherence to...and controls + Facilitates the periodic Compliance risk and self- assessment activities for designated business… more
- City National Bank (Charlotte, NC)
- …company, and CNB's regulators. * Streamline processes for risk identification and assessment , control assessment , testing and issue management. * ... experience * Minimum of 4 years of experience in risk and controls for information technology and...appropriately scoping assessments, providing credible challenges, and performing assurance testing . * Minimum of 4 years working with a… more
- City National Bank (Charlotte, NC)
- …* Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes. ... assessment of compliance regulations, identifying risks and controls , monitoring business unit control environment, drafting... testing results. * Conduct meetings to discuss testing and risk assessment results… more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management + Experience ... Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head...controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain… more
- City National Bank (Charlotte, NC)
- …challenge of controls implemented. This includes providing feedback to risk and control owners and control assessment teams related to the following ... residual risk level; completeness and robustness of control documentation; reasonableness of control assessment...financial services * Understanding of Risk Management/Operational Risk Management and Internal Controls testing… more
- The Clorox Company (Durham, NC)
- …and reconciliations + Prepare and review certain aspects of the Company's annual impairment testing (eg, risk assessment , testing documentation, memos) + ... role in the record to report process, including ensuring adequate financial reporting controls are working effectively. In this role, you will have the opportunity… more
- Lowe's (Mooresville, NC)
- …visio process flow charts analyzing processes and work papers from risk assessment and testing controls , documenting results according to audit ... of the SOX program from scoping to walkthroughs and testing key controls ; assisting in the development...quality reviews, issue follow up, training coordination, and quarterly risk assessment to gain extensive knowledge and… more