- First Horizon Bank (Charlotte, NC)
- …appropriate execution of risk activities including assessment of risk , development and oversight of controls , identification and escalation of issues, ... line of defense and is responsible for managing the risk and control framework for product and...reporting. **Job Responsibilities:** + ** Risk Management and Controls ** + Lead the identification and assessment … more
- First Horizon Bank (Charlotte, NC)
- …appropriate execution of risk activities including assessment of risk , development and oversight of controls , identification and escalation of issues, ... risk management organization including new product governance, Risk and Control Self- Assessment (RCSA),...of business unit controls through monitoring and testing , identify gaps and drive remediation of control… more
- Truist (Charlotte, NC)
- …Independent Testing (EIMT). Responsible for managing Transactional, Conformance and Data controls Testing teams that serve as the independent testing ... with teammates and key stakeholders to ensure the Data Controls Testing Plan is well understood, and...such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (Information Systems… more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management + Experience ... Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head...controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain… more
- City National Bank (Charlotte, NC)
- …1LOD colleagues to ensure testing practices meet internal standards. * Conduct Process/ Risk and Control (PRC) reviews against IT control descriptions to ... management or investigations *Additional Qualifications* * Demonstrated experience analyzing IT control testing attributes and evidence to properly evaluate and… more
- Bank of America (Charlotte, NC)
- …+ Reviews and challenges FLU/CF process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes or trends, while ... Compliance & Operational Risk Manager - Americas Control Room...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- Ally (Raleigh, NC)
- …experience in Risk Management or applicable line of business (eg, testing and monitoring, financial controls /SOX, or audit), preferably in financial services ... similar industry. * Demonstrated knowledge of internal control concepts and testing /auditing standards. * Knowledge of common risk management framework and… more
- American Express (Charlotte, NC)
- …to completion + Categorize controls and map to risks (eg, cross-BU process- control mapping) + Experience with Risk and Control Self-Assessments (RCSA) ... impact in this role?** The objective of the Technology Control Management Associate- Risk Assessments Control...of risks throughout business processes and systems + Facilitating risk assessment performance in addition to further… more
- City National Bank (Charlotte, NC)
- …challenge of controls implemented. This includes providing feedback to risk and control owners and control assessment teams related to the following ... residual risk level; completeness and robustness of control documentation; reasonableness of control assessment...financial services * Understanding of Risk Management/Operational Risk Management and Internal Controls testing… more
- Truist (Winston Salem, NC)
- …guidelines and best practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various ... following job description:** Develop, implement, and deliver an independent data assessment methodology and output that measures adherence to data management… more