- Synchrony (Charlotte, NC)
- …+ Partner with Risk Learning & Development, HR, and Risk Testing to execute the Compliance Skills Assessment + Coordinate across Compliance for related ... eGRC system encompassing the above-stated activities and participate in the company's Risk & Control Self- Assessment (RCSA) to ensure periodic risk … more
- Coinbase (Charlotte, NC)
- …and external auditors. Strategically manage these relationships to coordinate audit controls testing , walkthroughs, and evidence gathering, driving initiatives ... effectiveness and efficiency across all audit activities. * *Strategic Risk Assessment Integration:* Lead and direct the...testing programs, including scoping, resourcing, and execution of control testing . * Deep understanding of the… more
- Compass Group, North America (Charlotte, NC)
- …CIA. + 4-5 years of experience in financial controls , internal audits, SOX audits, risk and controls assessment , risk assurance, preferably in a ... and first level review of 2LOD activities such as controls testing , monitoring, tracking action items, etc....in Finance Control , Internal Audit, External Audit, Risk Assurance, and/or Controls Assurance. + Self-starter… more
- TD Bank (Charlotte, NC)
- …self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, ... securities regulations a plus. + Experience in compliance monitoring, testing , and control mapping. + Hands-on experience...risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- …data risk mitigation and issue resolution + Works in partnership with control partners (ie, Technology Risk Management, Legal, Privacy, Office of the Chief ... financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as… more
- Motion Recruitment Partners (Charlotte, NC)
- …+ **Monitoring & Controls :** Support monitoring activities for risk controls , including control testing , issue tracking, and remediation planning. + ... management, or compliance oversight + Strong understanding of enterprise risk frameworks, control testing , and...Engagements:** Lead Risk and Control Self- Assessment (RCSA) activities across EBCE, controls , and… more
- American Express (Charlotte, NC)
- …identification of compliance risks throughout business processes and systems + Facilitating risk assessment performance in addition to further assessments and ... a diverse team of high-performing professionals focused on ensuring risk and control management is embedded in...particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls… more
- Bank of America (Charlotte, NC)
- …Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements. **Responsibilities:** + Advises and directs the ... routines and reporting to identify potential AML risks and/or control weaknesses + Evaluates the risk of...crimes **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management… more
- Bank of America (Charlotte, NC)
- …strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of effectiveness of ... units or control functions. Key responsibilities include leading the audit assessment of effectiveness of controls supporting the model life cycle including… more
- Bank of America (Charlotte, NC)
- …expertise in application security, vulnerability testing and development of risk appetite * Experience evaluating cyber security controls and providing ... (Cloud, PaaS) * Experience evaluating third party information security control and providing guidance to reduce risk ...Technology or related field * Experience working on cloud control assessment in Microsoft Azure, Amazon Web… more