- Citizens (Charlotte, NC)
- …develop, maintain, and enhance internal and external business relationships to facilitate risk advisory , knowledge sharing, and familiarity with ongoing industry ... Knowledge of Risk Management Principles: A solid understanding of various risk types (eg, operational, financial , compliance, reputational) and risk … more
- City National Bank (Charlotte, NC)
- …direct reports * Audit, Assurance and Advisory experience * Strong understanding of Financial Crimes compliance risk across 1st and 2nd lines of defense * ... design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance, including BSA/AML, OFAC and ABAC. This position will also… more
- PNC (Raleigh, NC)
- …within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent Risk Management Organization, you can be based in Pittsburgh, PA, Cleveland, OH, ... at manager's discretion. The KYC Office is a centralized advisory team responsible for setting enterprise-wide KYC/CDD requirements and...and support to PNC Lines of Business, Support Areas, Risk Areas, and Technology as it relates to strategy… more
- TD Bank (Charlotte, NC)
- …Healthcare, and Municipal/Tax Exempt Banking. Department is accountable for providing financial support to reporting, forecasting, and other FP&A support functions. ... a team of Business Finance professional roles that provide strategic financial analysis, insights, decision support and/or reporting results and/or provide guidance… more
- City National Bank (Charlotte, NC)
- …Auditor (CIA) Or * Certified Information Systems Auditor (CISA) Or * Chartered Financial Analyst (CFA) Or * Certified Anti -Money Laundering Specialist (CAMS) Or ... Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory , Broker/Dealer, Investment Banking activities for CNB's Capital Markets,… more
- City National Bank (Charlotte, NC)
- …Certified Fiduciary and Investment Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified Anti -Money Laundering Specialist Or *Additional ... objective assurance over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the… more
- PNC (Charlotte, NC)
- …in STEM OPT for this position. **Job Description** + Retail Brokerage/ Advisory Compliance experience preferred. + Supervisory experience preferred. + FINRA licensing ... monitoring program and reviews activity to ensure it falls within established risk control limits. Leads the execution of the Compliance program objectives for… more