• Commercial Bank Risk & Controls…

    TD Bank (Charlotte, NC)
    …Enterprise Enabling Functions **Job Description:** **Department Overview:** The Commercial Bank Risk & Controls Governance Specialist will support ... all first line governance , risk management and reporting activities; key responsibilities will include...services and North American business partners such as TD Wealth Management, TD Ameritrade and TD Insurance + Helps… more
    TD Bank (10/11/25)
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  • Associate Wealth Banking Specialist…

    Wells Fargo (Charlotte, NC)
    …It all begins with you. **About this role:** Wells Fargo is seeking an Associate Wealth Banking Specialist (SAFE) in Banking, Lending and Trust. Learn more areas ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
    Wells Fargo (10/08/25)
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  • Audit Manager II- Wealth Management

    City National Bank (Charlotte, NC)
    …Or * CIA - Certified Internal Auditor Or * CFIRS - Certified Fiduciary and Investment Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified ... objective assurance over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for… more
    City National Bank (09/24/25)
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  • Supervisory Control Specialist

    Wells Fargo (Charlotte, NC)
    …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the...the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more about the career… more
    Wells Fargo (10/10/25)
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  • Supervisory Control Specialist

    Wells Fargo (Charlotte, NC)
    …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit...to join our Annuities and Insurance Supervision Unit within Wealth & Investment Management. Learn more about the career… more
    Wells Fargo (10/03/25)
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  • Personal Trust Senior Fiduciary Specialist

    US Bank (Charlotte, NC)
    …with laws, regulations, policies, and procedures. + Identify and resolve fiduciary risk issues. + Provide strategic advice and guidance on the bank's fiduciary ... a subject matter expert on trust and fiduciary matters. + Collaborate with Legal, Risk , and Business partners to implement changes driven by risk , statutory, or… more
    US Bank (09/08/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (Charlotte, NC)
    …and the Wealth Lending Advisors (WLA) support the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting ... function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** + **Assessing regulatory compliance … more
    TD Bank (10/12/25)
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  • Compliance Business Oversight Manager - Fiduciary…

    TD Bank (Charlotte, NC)
    …preferred.** + **Relevant certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor ... and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +...**Familiarity with Office of the Comptroller of Currency (OCC) governance including fiduciary and investment handbooks.** + **Knowledge and… more
    TD Bank (09/30/25)
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  • Senior Lead Trust Advisor - Special Needs Trust

    Wells Fargo (Charlotte, NC)
    …Advisory Specialist (LO)) responsible for offering personalized advice and wealth management related to Special Needs Trusts for HNW and UHNW clientele. ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
    Wells Fargo (10/01/25)
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  • Senior Manager, TD Premier - Omni Channel…

    TD Bank (Charlotte, NC)
    …a significant business management function and/or strategy planning, oversight, control or governance activities for highly complex / high risk / ... Leads / facilitates and/or implements action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Provides thought… more
    TD Bank (10/11/25)
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