- SMBC (Charlotte, NC)
- …FINRA WORM compliance, FRB/OCC/FDIC Disaster Recovery testing). - Prepare and present risk and control dashboards to senior management and governance committees. ... its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent...(FCO) for Capital Markets/Nikko is a change agent and risk management expert within the first line of defense.… more
- Fifth Third Bank, NA (Charlotte, NC)
- …information, analysis, and credit risk and portfolio recommendations to the Senior Credit Officer . + Represent Bancorp in high-level customer interaction as ... appetite. + Responsible for providing effective, credible challenge on client selection, risk identification /mitigation, and adherence to risk appetite,… more
- USAA (Charlotte, NC)
- …in a **large financial institution ($100B+), including 5+ years post-Dodd Frank, in a senior risk function** role (eg, retail banking risk , market and ... you will do:** + Establishes and maintains an independent Compliance and Operational Risk Management function appropriate for USAA's size, complexity, and risk … more
- US Bank (Charlotte, NC)
- …the **Chief Operational Risk Officer ** , and **Head of Enterprise Risk Management** , this senior executive will architect and lead a forward-thinking ... the development and implementation of systems and platforms for risk identification and reporting. + Develop insightful...Serve as a trusted advisor and credible challenger to senior leaders on strategic initiatives and risk … more
- Wells Fargo (Charlotte, NC)
- …and risk reporting processes and controls evaluations. + **Collaborate on risk identification :** Collaborate with relevant business group to identify risks ... this role:** Wells Fargo is seeking a Lead Control Officer to play a critical role within the Technology... decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk ... **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within Equities Trade Surveillance. The Corporate & Investment Banking (CIB)… more
- Highmark Health (Raleigh, NC)
- …grievance process, patient and family advocacy, tracking and trending, reporting and identification of opportunities for improvement in compliance with CMS, Pa DOH, ... to designated committees and teams. Serve as the designated Grievance Officer , fulfilling regulatory requirements for handling patient grievances. Maintain accurate… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Personal & Commercial Banking **Job Description:** The Treasury Management Officer (TMO) III is an independent senior advisor who is ... decisions + Manages portfolio to deepen existing relationships through proactive identification of solutions to meet customer needs. Partner with Relationship… more
- Bank of America (Charlotte, NC)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, ... Key components of the Capital/Capital Risk Management program include appropriate risk identification across the 8 lines of business and legal entities,… more
- Bank of America (Charlotte, NC)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, ... Key components of the Capital/Capital Risk Management program include appropriate risk identification and risk monitoring processes across the 8… more
