- Fifth Third Bank, NA (Charlotte, NC)
- …information, analysis, and credit risk and portfolio recommendations to the Senior Credit Officer . + Represent Bancorp in high-level customer interaction as ... appetite. + Responsible for providing effective, credible challenge on client selection, risk identification /mitigation, and adherence to risk appetite,… more
- US Bank (Charlotte, NC)
- …the **Chief Operational Risk Officer ** , and **Head of Enterprise Risk Management** , this senior executive will architect and lead a forward-thinking ... the development and implementation of systems and platforms for risk identification and reporting. + Develop insightful...Serve as a trusted advisor and credible challenger to senior leaders on strategic initiatives and risk … more
- USAA (Charlotte, NC)
- …in a **large financial institution ($100B+), including 5+ years post-Dodd Frank, in a senior risk function** role (eg, retail banking risk , market and ... you will do:** + Establishes and maintains an independent Compliance and Operational Risk Management function appropriate for USAA's size, complexity, and risk … more
- SMBC (Charlotte, NC)
- …FINRA WORM compliance, FRB/OCC/FDIC Disaster Recovery testing). * Prepare and present risk and control dashboards to senior management and governance committees. ... Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent...(FCO) for Capital Markets/Nikko is a change agent and risk management expert within the first line of defense.… more
- Cengage Group (Raleigh, NC)
- …more, please see https://www.cengagegroup.com/about/inclusion-and-belonging/ . The Chief Information Security Officer (CISO) is a senior technology executive ... **Qualifications** + 15+ years of progressive leadership in information security, cybersecurity, or risk management, with 5+ years in senior director, VP, or… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk ... **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within Equities Trade Surveillance. The Corporate & Investment Banking (CIB)… more
- KeyBank (Charlotte, NC)
- …44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible ... compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness and compliance culture. As a member of the Fair and… more
- Highmark Health (Raleigh, NC)
- …grievance process, patient and family advocacy, tracking and trending, reporting and identification of opportunities for improvement in compliance with CMS, Pa DOH, ... to designated committees and teams. Serve as the designated Grievance Officer , fulfilling regulatory requirements for handling patient grievances. Maintain accurate… more
- Bank of America (Charlotte, NC)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, ... Key components of the Capital/Capital Risk Management program include appropriate risk identification across the 8 lines of business and legal entities,… more
- Bank of America (Charlotte, NC)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, ... Key components of the Capital/Capital Risk Management program include appropriate risk identification and risk monitoring processes across the 8… more
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