- City National Bank (Raleigh, NC)
- *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team ... and expectations. Audit coverage focuses on the 2LOD Enterprise Risk Management function and includes coverage of...groups to effectively plan, integrate and execute audits.Understands fraud, BSA /AML and general IT risks in order to identify… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... and regulatory expectations. **ESSENTIAL FUNCTIONS** + Develop and implement financial risk management strategies aligned with corporate strategies. + Lead… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... for the management and control of counterparty risk at US Bank . The group provides...County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance… more
- Regions Bank (Charlotte, NC)
- …landscape. ADDITIONAL PREFERRENCES + Experience in Fraud and/or BSA /AML 1st or 2nd line risk management + Process Management + Retail Network 1st or 2nd ... as a first, second, or third line of defense risk management expert that advises on business...risk . The role will also be the Consumer Bank -wide fraud and BSA /AML subject matter expert,… more
- USAA (Charlotte, NC)
- …and compliance programs! In this collaborative role, you'll work closely with Compliance, Risk Management , Operations, IT, Audit, and even Regulators on a ... quantitative field; OR Advanced degree or designation in a risk management or quantitative field, and 4...guidance to area supported for example: OCC Heightened Standards, BSA /AML, REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA.… more
- USAA (Charlotte, NC)
- …and compliance programs. You'll team up with various departments, including Compliance, Risk Management , Operations, IT, and even Regulators, to support ... quantitative field; OR Advanced degree or designation in a risk management or quantitative field, and 6...guidance to area supported for example: OCC Heightened Standards, BSA /AML, REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA.… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...the successful creation, implementation, and maintenance of an effective risk management framework. They will be accountable… more
- Cherry Bekaert (Raleigh, NC)
- …Compliance)** to join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the ... expertise and approaches in Regulatory Compliance, Internal Audit, Enterprise Risk Management , Technology Risk ...you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....+ Data Governance + Information Security + IT Asset Management + Model Risk Governance + Record Information… more
- First Horizon Bank (Asheboro, NC)
- …or equivalent combination of education and experience 2. Compliance and Risk Management Experience - 0 -2 years of BSA experience. 3. Banking experience ... etc.) and prepare cases for review and approval by management . + Provide risk rating recommendations to...Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern US… more