- Wells Fargo (Charlotte, NC)
- …Deposits + CSBB Chief Administrative Office + CSBB Payments + Affluent/Premier Banking + Bank Secrecy Act /Anti Money Laundering + Customer Growth Segment + ... lines of business + Gain exposure to strategy, planning, and project management with cross functional teams + Expand your professional network through mentorship,… more
- Wells Fargo (Charlotte, NC)
- …analyze Financial Crimes Compliance Operations (FCO) data to fulfill the Bank 's BSA / AML regulatory, compliance and risk commitments. Wells Fargo is seeking ... a highly skilled Lead Data Management Analyst to support the implementation and execution of...and execution of the Data Governance program within the BSA /AML Data Product and Transformation team. This role will… more
- Coinbase (Charlotte, NC)
- …independently and extensively with cross functional teams (such as Financial Crime Risk Investigations, Workforce Management , Content and Learning & Development ... you'll be doing (ie. job duties):* * Investigations & Risk Analysis * Investigate and analyze manual referrals and...best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and… more
- City National Bank (Charlotte, NC)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... the portfolio across entertainment and sports related firms. * Act as a senior advisor, demonstrating expertise in industry...to be further developed or eliminated. Prepares reports for management * Monitors portfolio for quality, risk … more
- TD Bank (Raleigh, NC)
- …when completing operational activities in accordance with company guidelines and regulations such as Bank Secrecy Act and Patriot Act to minimize ... services, and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience + Accurately completes everyday… more
- Guidehouse (Charlotte, NC)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its leadership team by recruiting… more
- City National Bank (Charlotte, NC)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act ) and must...May identify business opportunities and solicit referrals of other Bank products or services from existing clients, referral sources… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...all deal phases to ensure deals balance profitability and risk targets. The goal is to ensure deals are… more
- Banc of California (Durham, NC)
- …compliance with Federal and State Laws and regulations (including, but not limited to, the Bank Secrecy Act and Anti-Money Laundering laws, as well as ... to ensure operational feasibility, streamline execution logistics, and mitigate risk exposures; serve as a key point of contact...policies and procedures) re: bank operation. + Provide assistance to management … more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...credit account relationships. Grows revenue as directed by senior management by successfully closing new business relationships and retaining… more