- Equitable (Charlotte, NC)
- …and Enhanced Due diligence programs and assessing risks associated with high- risk clients identified during onboarding and customer life cycle. This position ... are not limited to:** + Enhance and manage a risk identification strategy that continually identifies new business risks...personal in performing this responsibility. + Acts as a BSA , AML and OFAC subject matter expert to identify… more
- Coinbase (Charlotte, NC)
- …a SAR. You will work extensively with functional leaders in the Financial Crime Risk Service line and support functions to maintain production and quality of the ... * Conduct investigative review and analysis in support of company's BSA /AML regulatory compliance policies and programs including investigating automated alerts from… more
- Wells Fargo (Charlotte, NC)
- …industry best practices - oversee governance for "approval to transact" violations - act as a central point of contact for all client onboarding related audits. ... such as legal, client onboarding, reference data, financial crimes, agreement management , regulatory reporting, technology, and new products + Foster a… more
- Atria Wealth Solutions (King, NC)
- …regularly scheduled reviews to monitor client progress toward goals. Review risk tolerance, asset allocation models and current pertinent economic information to ... Allegacy Investment Group services. Also work closely with Allegacy Wealth Management Group in developing joint relationships between Allegacy Investment Group and… more