- SMBC (Charlotte, NC)
- …business processes in-scope for EUC governance is a plus: (Reporting - Financial, Regulatory , Risk , Executive Management , Board; Front-Office Operations, ... discipline). + 3-5 years of business experience in finance, audit, risk , compliance, or regulatory management in banking / financial services. Specific… more
- USAA (Charlotte, NC)
- …Opportunity** USAA is seeking an ** Executive Director** for our **IT/Info Security Risk Management & Governance** team. We offer a flexible work environment ... may be substituted in lieu of degree. **Minimum Experience:** + 5-7+ years of risk management , regulatory or operations experience in a functional area… more
- City National Bank (Charlotte, NC)
- *TECHNOLOGY PROJECT SENIOR MANAGER- IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... and/or complex technology projects or programs focused on IT risk , compliance, and regulatory initiatives. This role...structures, reports and presentations * Presents to senior and executive level management * Contributes effectively to… more
- USAA (Charlotte, NC)
- …oversees audit findings and recommendations regarding key governance, risk management and control processes including, legal and regulatory compliance and ... results to Vice President, Chief Audit Executive , executive management , Audit Committees, and Risk...internal audit principles to support conformance with applicable Insurance regulatory requirements and risk management … more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... . This opportunity as a CIB Business Manager within Capital & Portfolio Management will collaborate with senior business and functional leaders across CIB banking… more
- WTW (Charlotte, NC)
- …Willis Towers Watson's Captive Solutions team delivers customized, data-driven insurance management services across Corporate Risk and Broking (CRB), Human ... As part of this highly specialized group, the Account Executive is responsible for managing a portfolio of captive...risk transfer pricing within assigned portfolio. + Oversee regulatory approval for changes to the business plan. +… more
- USAA (Charlotte, NC)
- …Extensive knowledge of laws and regulations relating to consumer compliance, internal controls, risk management , and other regulatory matters. + Deep ... assurance services regarding the effectiveness and efficiency of the Association's governance, risk management , compliance and control processes, and in the… more
- Wells Fargo (Charlotte, NC)
- …leadership, including executive officers, on issues that may present legal, regulatory , compliance, or reputation risk of the Company and provide guidance ... Wells Fargo is seeking an Assistant General Counsel - Executive Director to join the Home Lending Legal Section...organizations providing legal advice and support in connection with risk and regulatory topics. + Proven ability… more
- TD Bank (Charlotte, NC)
- …activities.** + **Review and provide feedback on the Third-Party Risk Management Standard to align with regulatory expectations and Compliance's roles and ... understanding of regulatory expectations related to third-party risk management (eg, OSFI, OCC, FFIEC, CFPB,...high risk issues + Works closely with executive management team to support the development… more
- CDM Smith (Winston Salem, NC)
- … management functions are operating effectively. * Leads enterprise risk management and internal audit functions working with executive management and ... for the firm services and programs . * Provides executive management with advice on the financial...* Advises the CEO and Board on financial planning, risk management , and capital structure. * Develops… more