- PNC (New York, NY)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... We are all united in delivering the best experience for our customers. We work together each day to...Derivatives - SIE, Series 7 and 63 within 120 days… more
- Citigroup (New York, NY)
- …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... Series 66); Series 9 + Series 10 (or Series 24, Series...Salary Range:** $211,280.00 - $316,920.00 In addition to salary , Citi's offerings may also include, for … more
- Truist (New York, NY)
- …functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019), Series 63, ... Series 87 and either the Series 86 or a FINRA waiver for ...of related work related experience - The annual base salary for this position is $160,000 **General… more
- Truist (New York, NY)
- …functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019), Series 63, ... Series 87 and either the Series 86 or a FINRA waiver for ...Experience in mentoring and coaching - The annual base salary for this position in New York… more
- TIAA (New York, NY)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... to serve. We are proud that we've been recognized for being one of the world's most ethical companies...obtaining a CFP or CFA and increase your base salary upon successful completion; preferred **Physical Requirements** + Physical… more
- Truist (New York, NY)
- …functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019), Series 63, ... Series 87 and either the Series 86 or a FINRA waiver for ...well in a collaborative environment. - The annual base salary for this position in New York… more
- Citigroup (Getzville, NY)
- …issues with transparency. **Qualifications:** + 2-5 years of relevant experience + Recommended licensing/registration: Series 7 , Series 9, Series 10, ... Salary Range:** $55,440.00 - $77,360.00 In addition to salary , Citi's offerings may also include, for ...to salary , Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention… more
- NBT Bank (Fairport, NY)
- …service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not Series 7 licensed, FC will ... Parental Leave : Six weeks of paid leave at 100% of your salary . Benefits for All Part-Time Employees: + Retirement Plans: Benefit from a 401(k) plan with… more
- City National Bank (New York, NY)
- … Series 4, 53, and Series 57 preferred. *WHAT'S IN IT FOR YOU?* *Compensation*Starting base salary : $87,027 - $138,965 per year. Exact compensation may ... WHAT IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, option, fixed...years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses… more
- Citizens (Rochester, NY)
- …receive training materials, coaching, and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II works closely ... SIE licenses required + Must be able to obtain Series 7 and 66 within specific timeframe...Week: 40 + Work Schedule: M-F Pay Transparency The salary range for this position is $25.00… more