- M&T Bank (Fayetteville, NY)
- …(LAH) license **Education and Experience Preferred:** Minimum of 5 years' sales and/or sales administrative experience FINRA Series 7 and 99 licenses M&T ... **Overview:** Provides administrative and sales support to Registered Representatives (Financial Advisors) to...to support follow-up activities with required servicing. + Support sales process by participating in preparing, planning and executing… more
- Citizens (Rochester, NY)
- …materials, coaching, and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II works closely with the ... Management, Citizens Securities, Inc. is hiring for the Investment Assistant II role. Citizens Securities, Inc. is a high-quality...SIE licenses required + Must be able to obtain Series 7 and 66 within specific timeframe… more
- Wells Fargo (New York, NY)
- …Experience handling highly sensitive and confidential information utilizing sound judgement. + FINRA Series 7 , 24 & 63 licenses preferred but not a ... knowledge + Understanding of applicable rules and regulations across specific Sales and Trading business, including Volcker and Regulation W + Knowledge… more
- Citigroup (New York, NY)
- …ability to multitask, be collaborative, a team player and service oriented + Series 7 , 63 and 79 licenses **Education:** Bachelor's degree/University degree or ... mortgage finance professionals and is seeking to add an Assistant Vice President to its securitization and advisory team....GSEs. The group works closely with mortgage trading & sales , legal, the investment bank and external deal parties.… more